1 unchanged sentence
During the quarter, we did not sell any equity securities not registered under the Securities Act of 1933, as amended.
−Removed: Purchases of equity securities by the issuer and affiliated purchasers during the three months ended March 31, 2021 were as follows:
+Added: Purchases of equity securities by the issuer and affiliated purchasers during the three months ended June 30, 2021 were as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
7 unchanged sentences
Purchased Under the Plans (2)
−Removed: January 1, 2021 to January 31, 2021 1,034 $ 9.81 — 4,112,465
−Removed: February 1, 2021 to February 28, 2021 467,351 10.62 — 4,112,465
−Removed: March 1, 2021 to March 31, 2021 10,714 12.85 — 4,112,465
+Added: April 1, 2021 to April 30, 2021 2,696 $ 13.80 — 4,112,465
+Added: May 1, 2021 to May 31, 2021 1,008 13.77 — 4,112,465
+Added: June 1, 2021 to June 30, 2021 9,636 14.31 — 4,112,465
Total 13,340 $ 14.17 —
2 unchanged sentences
The repurchase plan has no stated expiration date.
−Removed: No repurchase plans or programs expired or terminated during the three months ended March 31, 2021.
+Added: No repurchase plans or programs expired or terminated during the three months ended June 30, 2021.
(3) Articles of Incorporation and By-laws:
1 unchanged sentence
(3.2) By-laws of the Registrant, as amended and restated, incorporated herein by reference to Exhibit 3.1 to the Registrant’s Form 8-K Current Report filed on October 24, 2018.
+Added: (4) Instruments Defining the Rights of Security Holders:
+Added: (4.1) Base Indenture, dated May 28, 2021, by and between Valley National Bancorp and U.S.
+Added: Bank National Association, incorporated herein by reference to Exhibit 4.1 to the Registrant’s Form 8-K Current Report filed on May 25, 2021.
+Added: (4.2) First Supplemental Indenture, dated May 28, 2021, by and between Valley National Bancorp and U.S.
+Added: Bank National Association, incorporated herein by reference to Exhibit 4.2 to the Registrant’s Form 8-K Current Report filed on May 25, 2021.
(10) Material Contracts:
−Removed: (10.1) Valley National Bancorp 2021 Incentive Compensation Plan.+*
−Removed: (10.2) Form of Valley National Bancorp Time-Based Restricted Stock Unit Award Agreement, in connection with Valley National Bancorp 2021 Incentive Compensation Plan.
−Removed: (10.3) Form of Valley National Bancorp Performance-Based Restricted Stock Unit Award Agreement, in connection with Valley National Bancorp 2021 Incentive Compensation Plan.
−Removed: (10.4) Form of Valley National Bancorp Director Restricted Stock Unit Award Agreement, in connection with Valley National Bancorp 2021 Incentive Compensation Plan.
+Added: (10.1) Underwriting Agreement, dated as of May 25, 2021, by and among Valley National Bancorp, Valley National Bank, Piper Sandler & Co.
+Added: and BofA Securities, Inc., incorporated herein by reference to Exhibit 1.1 to the Registrant’s Form 8-K Current Report filed on May 25, 2021.
(31.1) Certification of Ira Robbins, Chairman of the Board, President and Chief Executive Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).*
8 unchanged sentences
** Furnished herewith
−Removed: + Management contract and compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
1 unchanged sentence
/s/ Ira Robbins
−Removed: May 7, 2021 Ira Robbins
+Added: August 6, 2021 Ira Robbins
Chairman of the Board, President
2 unchanged sentences
/s/ Michael D.
−Removed: May 7, 2021 Michael D.
+Added: August 6, 2021 Michael D.
Senior Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.