OTHER INFORMATION
−Removed: During the three and six months ended June 30, 2025, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted , modified or terminated a "Rule 10b5-1 trading arrangement" or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
+Added: During the three and nine months ended September 30, 2025, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted , modified or terminated a "Rule 10b5-1 trading arrangement" or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
Exhibit Number Description
3 unchanged sentences
001-37352), filed on May 29, 2015).
−Removed: Virtu Financial, Inc.
−Removed: Second Amended and Restated 2015 Management Incentive Plan ( incorporated by reference from Annex A to Virtu Financial, Inc.’s Definitive Proxy Statement on Schedule 14A filed on April 23, 2025).
+Added: Separation Agreement, dated as of July 29, 2025, by and between Virtu Financial, Inc.
+Added: and Douglas A.
+Added: A mendment No.
+Added: 3 , dated September 23, 2025, to the Credit A greement , dated January 13, 2022 (as amended by Amendment No.
+Added: 1, dated June 21, 2024 and Amendment No.
+Added: 2, dated Febr uary 19, 2025), among Virtu Financial LLC, as Holdings, VFH Pa rent LLC, as Borrower, the Lenders, and JPMorgan Chase Bank, N.A., as Adm inistrative Agent .
+Added: Third Amended and Restated Employment Agreement, dated as of September 30, 2025, between Virtu Financial Operating LLC and Aaron Simons.
31.1* Certification of Chief Executive Officer required by Rule 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
Virtu Financial, Inc.
−Removed: July 31, 2025 By:
−Removed: /s/ Douglas A.
+Added: October 30, 2025 By:
+Added: /s/ Aaron Simons
Chief Executive Officer
−Removed: July 31, 2025 By:
+Added: October 30, 2025 By:
/s/ Cindy Lee
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.