1 unchanged sentence
Exhibit Number Description
−Removed: 10.1*† Virtu Financial, Inc.
−Removed: Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu Financial, Inc.
−Removed: and Douglas A.
−Removed: 10.2*† Virtu Financial, Inc.
−Removed: Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu Financial, Inc.
−Removed: and Joseph Mulluso.
−Removed: 10.3*† Virtu Financial, Inc.
−Removed: Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu Financial, Inc.
−Removed: and Stephen Cavoli.
−Removed: 10.4*† Virtu Financial, Inc.
−Removed: Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu Financial, Inc.
−Removed: and Brett Fairclough.
+Added: 3.1* Second Amended and Restated Certificate of Incorporation of the Registrant.
+Added: 3.2 Second Amended and Restated Certificate of Incorporation of the Registrant (Redline Version) (incorporated herein by reference to Appendix A to the Company’s Definitive Proxy Statement on Schedule 14A (File No.
+Added: 001-37352), filed on April 27, 2023).
+Added: 3.3 Amended and Restated By-laws of the Registrant (incorporated herein by reference to Exhibit 3.2 to the Company’s Quarterly Report on Form 10-Q, as amended (File No.
+Added: 001-37352), filed on May 29, 2015).
31.1* Certification of Chief Executive Officer required by Rule 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
Virtu Financial, Inc.
−Removed: April 28, 2023 By:
+Added: July 28, 2023 By:
/s/ Douglas A.
Chief Executive Officer
−Removed: April 28, 2023 By:
+Added: July 28, 2023 By:
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.