OTHER INFORMATION
−Removed: Exhibit Number
−Removed: Amendment No.
−Removed: 2 dated March 2, 2020 to Credit Agreement, dated March 1, 2019, among Virtu Financial LLC, as Holdings, Impala Borrower LLC, as Acquisition Borrower, VFH Parent LLC, as Refinancing Borrower, the Lenders, Issuing Banks and Swingline Lender Party Hereto, and Jefferies Finance LLC, as Administrative Agent, and Jefferies Finance LLC and RBC Capital Markets, as Joint Lead Arrangers and Joint Bookrunners.
−Removed: Loan Agreement Dated as of March 20, 2020 among Virtu Americas LLC, the Lenders from time to time party hereto and TJMT Holdings LLC, as Administrative Agent (incorporated herein by reference to Exhibit 99.19 to the Form 13D/A (File No.
−Removed: 005-89306) filed by TJMT Holdings LLC on March 23, 2020).
−Removed: Class A Common Stock Purchase Warrant Dated as of March 20, 2020 issued by Virtu Financial, Inc.
−Removed: in favor of TJMT Holdings LLC (incorporated herein by reference to Exhibit 99.20 to the Form 13D/A (File No.
−Removed: 005-89306) filed by TJMT Holdings LLC on March 23, 2020).
−Removed: Employment Agreement, dated as of April 30, 2020, by and between Virtu Financial Operating LLC and Joseph Molluso.
+Added: Exhibit Number Description
+Added: 10.1† Employment Agreement, dated as of April 30, 2020, by and between Virtu Financial Operating LLC and Joseph Molluso (incorporated herein by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q (File No.
+Added: 001- 37352) filed on May 11, 2020).
31.1* Certification of Chief Executive Officer required by Rule 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension Schema
−Removed: XBRL Taxonomy Extension Calculation Linkbase
−Removed: XBRL Taxonomy Extension Label Linkbase
−Removed: XBRL Taxonomy Extension Presentation Linkbase
−Removed: XBRL Taxonomy Extension Definition Document
+Added: 101.INS* XBRL Instance Document
+Added: 101.SCH* XBRL Taxonomy Extension Schema
+Added: 101.CAL* XBRL Taxonomy Extension Calculation Linkbase
+Added: 101.LAB* XBRL Taxonomy Extension Label Linkbase
+Added: 101.PRE* XBRL Taxonomy Extension Presentation Linkbase
+Added: 101.DEF* XBRL Taxonomy Extension Definition Document
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
3 unchanged sentences
Virtu Financial, Inc.
+Added: August 7, 2020 By:
/s/ Douglas A.
Chief Executive Officer
+Added: August 7, 2020 By:
/s/ Alex Ioffe
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.