2 unchanged sentences
Not applicable
−Removed: the Company’s
−Removed: reporting persons
−Removed: terms are defined in Item 408 of the SEC’s Regulation
USCB Financial Holdings, Inc.
Q3 2025 Form 10-Q
+Added: any Rule 10b5-1 trading arrangement or
+Added: trading arrangement (as
+Added: such terms are defined in Item 408 of the SEC’s
+Added: Regulation S-K).
+Added: USCB Financial Holdings, Inc.
+Added: Q3 2025 Form 10-Q
Description of Exhibit
35 unchanged sentences
001-41196) filed with the Securities and Exchange Commission on March 22, 2024).
+Added: Indenture, dated August 14, by and between USCB Financial Holdings, Inc.
+Added: and Wilmington Trust, National Association, as
+Added: trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-41196) filed
+Added: with the Securities and Exchange Commission on August 14, 2025).
+Added: Form of 7.625% Fixed-to-Floating Rate Subordinated Note due 2035 (included as Exhibit A-1 and Exhibit A-2 to the
+Added: Indenture referenced in Exhibit 4.5 hereto (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on
+Added: Form 8-K (File No.
+Added: 001-41196) filed with the Securities and Exchange Commission on August 14, 2025).
+Added: Form of Subordinated Note Purchase Agreement, dated August 14, 2024, by and among USCB Financial Holdings, Inc.
+Added: and certain qualified institutional buyers (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on
+Added: Form 8-K (File No.
+Added: 001-41196) filed with the Securities and Exchange Commission on August 14, 2025).
+Added: Form of Registration Rights Agreement, dated August 14, 2025, by and among USCB Financial Holdings, Inc.
+Added: institutional buyers (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 41196) filed with the Securities and Exchange Commission on August 14, 2025).
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
4 unchanged sentences
Section 1350.
−Removed: The following financial statements
−Removed: from the Company’s Quarterly
−Removed: Report on Form
−Removed: quarter ended June 30,
+Added: The following financial
+Added: statements from
+Added: the Company’s Quarterly
+Added: Form 10-Q for
+Added: the quarter ended
+Added: September 30,
+Added: 2025 formatted
+Added: Consolidated Balance
+Added: Sheets (unaudited),
+Added: (ii) Consolidated
+Added: Statements of
(unaudited), (iii) Consolidated
23 unchanged sentences
Chairman, President and Chief Executive
−Removed: August 8, 2025
+Added: November 7, 2025
Luis de la Aguilera
2 unchanged sentences
Executive Vice President and Chief Financial
−Removed: August 8, 2025
+Added: November 7, 2025
Robert Anderson
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.