1 unchanged sentence
Trading Arrangements
−Removed: None of the Company’s directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the Company’s fiscal quarter ended September 27, 2025, as such terms are defined under Item 408(a) of Regulation S-K.
−Removed: The exhibits listed on the Exhibit Index are furnished as part of this quarterly report on Form 10-Q.
−Removed: Plan of Conversion (incorporated by reference to Exhibit 2.2 to the Registrant’s Current Report on Form 8-K filed on May 2, 2025)
−Removed: Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on May 2, 2025)
−Removed: Bylaws (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed on May 2, 2025)
−Removed: Second Amended and Restated Registration Rights Agreement dated July 28, 2021 among the Registrant and the Moroun Family Holders (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed July 29, 2021)
−Removed: Joinder Agreement to Registration Rights Agreement dated August 1, 2023, among Registrant and the Swiftsure Trust (incorporated by reference to Exhibit 4.1 to the Registrant’s Report on Form 8-K filed August 3, 2023)
−Removed: Credit Agreement dated as of April 29, 2022 among UTSI Finance, Inc., UTS Realty, LLC, the lenders party thereto, and Fifth Third Bank, N.A., as agent for the lenders (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed May 2, 2022)
−Removed: Confirmation of Transaction, dated April 29, 2022, between Fifth Third Bank, N.A.
−Removed: and UTSI Finance, Inc.
−Removed: (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed May 2, 2022)
−Removed: Second Amendment Agreement dated April 5, 2024 among Universal Management Services, Inc., certain of its affiliates identified therein as Borrowers, KeyBank National Association, and the Lenders party thereto (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed April 9, 2024)
−Removed: Credit and Security Agreement dated September 30, 2022 among UACL Logistics Holdings, LLC, certain of its affiliates identified therein as Borrowers, KeyBank National Association, and the Lenders party thereto (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed October 3, 2022)
−Removed: Form of Indemnification Agreement between the Registrant and each of its directors and executive officers with reporting obligations under Section 16 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed July 27, 2023)
−Removed: Chief Executive Officer certification, as adopted pursuant to section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Chief Financial Officer certification, as adopted pursuant to section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Chief Executive Officer and Chief Financial Officer certification pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Inline XBRL Instance Document
+Added: None of the Company’s directors or officers adopted, modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the Company’s fiscal quarter ended April 4, 2026, as such terms are defined under Item 408(a) of Regulation S-K.
+Added: Method of Filing
+Added: Articles of Incorporation, dated April 25, 2025
+Added: Filed as Exhibit 3.1 to our Current Report on Form 8-K filed on May 2, 2025 (a)
+Added: Filed as Exhibit 3.2 to our Current Report on Form 8-K filed May 2, 2025.
+Added: Second Amended and Restated Registration Rights Agreement, dated July 28, 2021.
+Added: Filed as Exhibit 4.1 to our Current Report on Form 8-K filed July 29, 2021.
+Added: Joinder to Registration Rights Agreement dated August 1, 2023.
+Added: Filed as Exhibit 4.1 to our Current Report on Form 8-K filed August 3, 2023.
+Added: Employment Agreement, dated April 29, 2026, between Universal Management Services, Inc.
+Added: and Michael H.
+Added: Filed as Exhibit 10.1 to our Current Report on Form 8-K filed May 1, 2026.
+Added: Rule 15d-14(a) Certification of CEO.
+Added: Filed with this Report.
+Added: Rule 15d-14(a) Certification of CFO.
+Added: Filed with this Report.
+Added: Section 1350 Certification of CEO and CFO
+Added: Furnished with this Report.
+Added: Exhibit 101.INS
+Added: IInteractive Data Files pursuant to Rule 405 of Regulation S-T formatted in Inline Extensible Business Reporting Language (“Inline XBRL”).
+Added: Exhibit 101.SCH
Inline XBRL Schema Document.
+Added: Exhibit 101.CAL
Inline XBRL Calculation Linkbase Document.
+Added: Exhibit 101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document .
+Added: Exhibit 101.LAB
Inline XBRL Labels Linkbase Document.
+Added: Exhibit 101.PRE
Inline XBRL Presentation Linkbase Document.
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: * Filed herewith.
−Removed: ** Furnished herewith.
+Added: (a) Incorporated by reference as an exhibit to this Report (file number reference 0-51142, unless otherwise indicated).
+Added: (b) Submitted electronically with this Report in accordance with the provisions of Regulation S-T.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 10-Q to be signed on its behalf by the undersigned, thereunto duly authorized.
Universal Logistics Holdings, Inc.
−Removed: November 6, 2025
/s/ Tim Phillips
Chief Executive Officer
−Removed: November 6, 2025
/s/ Jude Beres
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.