1 unchanged sentence
Rule 10b5-1 Trading Arrangements
−Removed: During the three months ended September 30, 2023, no director or officer of TETRA adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2024, no director or officer of TETRA adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
3.1 Certificate of Designation of Series A Junior Participating Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed on March 1, 2023 (SEC File No.
6 unchanged sentences
as Rights Agent (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed on March 1, 2023 (SEC File No.
−Removed: Option Agreement dated December 29, 2017 by and among TETRA Technologies, Inc., SWA Lithium LLC (as successor-in-interest to Arkansas Lithium Ltd), and Standard Lithium Ltd.
+Added: Credit Agreement dated as of January 12, 2024 among TETRA Technologies, Inc., Silver Point Finance, LLC, as administrative agent, and the lenders party thereto (incorporate by referen ce to Exhibit 10.1 to the Company ’ s Form 8-K filed on January 18, 2024 (SEC File No.
+Added: Fifth Amendment to Credit Agreement dated as of January 12, 2024 by and among TETRA Technologies, Inc., TETRA Technologies U.K.
+Added: Limited, the other loan parties party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent ( incorporated by reference to Exhibit 10 .2 to the Company ’ s Form 8-K filed on January 18, 2024 (SEC File No.
+Added: 001- 13 455)).
+Added: M emorandum of Understanding Amendment No.
+Added: 1 between TETRA Techn ologies , Inc.
+Added: and Saltwerx LLC dated Novem ber 2 9, 2023
+Added: Memorandum of Understanding Amendment No.
+Added: 2 between TETRA Technologies, Inc.
+Added: and Saltwerx LLC dated January 16, 20 24
+Added: Memorandum of Understanding Amendment No.
+Added: 3 between TETRA Technologies, Inc.
+Added: and Saltwerx LLC dated March 20 , 2024
+Added: Memorandum of Understanding Amendment No.
+Added: 4 between TETRA Technologies, Inc.
+Added: and Saltwerx LLC dated April 15 , 2024
31.1* Certification Pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act, As Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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++ Attached as Exhibit 101 to this report are the following documents formatted in XBRL (Extensible Business Reporting Language):
−Removed: (i) Consolidated Statements of Operations for the three and nine-month periods ended September 30, 2023 and 2022;
−Removed: (ii) Consolidated Statements of Comprehensive Income for the three and nine-month periods ended September 30, 2023 and 2022;
−Removed: (iii) Consolidated Balance Sheets as of September 30, 2023 and December 31, 2022;
−Removed: (iv) Consolidated Statements of Equity for the nine-month periods ended September 30, 2023 and 2022;
−Removed: (v) Consolidated Statements of Cash Flows for the nine-month periods ended September 30, 2023 and 2022;
−Removed: and (vi) Notes to Consolidated Financial Statements for the nine months ended September 30, 2023.
+Added: (i) Consolidated Statements of Operations for the three-month periods ended March 31, 2024 and 2023;
+Added: (ii) Consolidated Statements of Comprehensive Income for the three-month periods ended March 31, 2024 and 2023;
+Added: (iii) Consolidated Balance Sheets as of March 31, 2024 and December 31, 2023;
+Added: (iv) Consolidated Statements of Equity for the three-month periods ended March 31, 2024 and 2023;
+Added: (v) Consolidated Statements of Cash Flows for the three-month periods ended March 31, 2024 and 2023;
+Added: and (vi) Notes to Consolidated Financial Statements for the three months ended March 31, 2024.
# Certain schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
2 unchanged sentences
TETRA Technologies, Inc.
−Removed: October 30, 2023 By:
+Added: April 30, 2024 By:
President and Chief Executive Officer
Principal Executive Officer
−Removed: October 30, 2023 By:
+Added: April 30, 2024 By:
Senior Vice President and Chief Financial Officer
Principal Financial Officer
−Removed: October 30, 2023 By:
+Added: April 30, 2024 By:
/s/Richard D.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.