1 unchanged sentence
Rule 10b5-1 Plan
−Removed: Since our initial public offering, Darryl Rawlings , our Chief Executive Officer and a member of our board of directors , has maintained a Rule 10b5-1 plan through his wholly owned personal wealth management vehicle as a part of a long-term strategy to reduce a minority of his holdings of our common stock.
−Removed: On May 23, 2023 , Mr.
−Removed: Rawlings terminated the trading plan that he adopted on November 10, 2022 , for an aggregate of 88,000 shares.
−Removed: Such plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: During the three months ended September 30, 2023, no director or officer (as defined in Rule 16a-1(f) of the Exchange Act) of the Company adopted or terminated , including by modification, a "Rule 10b5-1 trading arrangement" or a "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.
Exhibit Incorporated by Reference Filed/Furnished
5 unchanged sentences
8-K 001-36537 3.2 6/12/2023
−Removed: Compensation Program for Non-Employee Directors of Trupanion, Inc., as amended on April 21, 2023.
Trupanion, Inc.
Severance and Change in Control Plan, effective July 28, 2023.
+Added: 10-Q 001-36537 10.2 8/4/2023
+Added: Offer letter, dated August 24, 2023, by and between the Registrant and Fawwad Qureshi.
+Added: 8-K 001-36537 10.1 9/6/2023
Certification of Principal Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Interim Chief Financial Officer, pursuant to 18 U.S.C.
+Added: Certification of Chief Financial Officer, pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
TRUPANION, INC.
−Removed: August 4, 2023 /s/ Darryl Rawlings
+Added: November 3, 2023 /s/ Darryl Rawlings
Darryl Rawlings
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 4, 2023 /s/ Wei Li
−Removed: Interim Chief Financial Officer
+Added: November 3, 2023 /s/ Fawwad Qureshi
+Added: Fawwad Qureshi
+Added: Chief Financial Officer
(Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.