Other Information
+Added: Rule 10b5-1 Plan
+Added: Since our initial public offering, Darryl Rawlings , our Chief Executive Officer and a member of our board of directors , has maintained a Rule 10b5-1 plan through his wholly owned personal wealth management vehicle as a part of a long-term strategy to reduce a minority of his holdings of our common stock.
+Added: On May 23, 2023 , Mr.
+Added: Rawlings terminated the trading plan that he adopted on November 10, 2022 , for an aggregate of 88,000 shares.
+Added: Such plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
Exhibit Incorporated by Reference Filed/Furnished
1 unchanged sentence
Exhibit Exhibit Filing Date Herewith
−Removed: Restated Certificate of Incorporation of the Registrant.
−Removed: 10-Q 001-36537 3.1 8/28/2014
−Removed: Certificate of Amendment to the Restated Certificate of Incorporation of the Registrant.
−Removed: 8-K 001-36537 3.1 6/3/2016
−Removed: Amended and Restated Bylaws of the Registrant.
−Removed: 10-K 001-36537 3.3 2/12/2021
−Removed: Form of Consulting Agreement.
+Added: Amended and Restated Certificate of Incorporation of Trupanion, Inc.
8-K 001-36537 3.1 6/12/2023
−Removed: Form of Separation Agreement.
+Added: Amended and Restated Bylaws of Trupanion, Inc.
8-K 001-36537 3.2 6/12/2023
+Added: Compensation Program for Non-Employee Directors of Trupanion, Inc., as amended on April 21, 2023.
+Added: Trupanion, Inc.
+Added: Severance and Change in Control Plan, effective July 28, 2023.
Certification of Principal Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Chief Financial Officer, pursuant to 18 U.S.C.
+Added: Certification of Interim Chief Financial Officer, pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
TRUPANION, INC.
−Removed: May 5, 2023 /s/ Darryl Rawlings
+Added: August 4, 2023 /s/ Darryl Rawlings
Darryl Rawlings
1 unchanged sentence
(Principal Executive Officer)
−Removed: May 5, 2023 /s/ Drew Wolff
−Removed: Chief Financial Officer
+Added: August 4, 2023 /s/ Wei Li
+Added: Interim Chief Financial Officer
(Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.