1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: None of our officers or directors (as defined in Rule 16a-1(f) under the Exchange Act) adopted , modified , or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408 of Regulation S-K), during the three months ended September 30, 2025.
+Added: None of our officers or directors (as defined in Rule 16a-1(f) under the Exchange Act) adopted , modified , or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408 of Regulation S-K), during the three months ended March 31, 2026.
Amended and Restated Certificate of Incorporation of Alpha Teknova, Inc.
9 unchanged sentences
333-256795) filed with the SEC on June 4, 2021).
−Removed: Second Amended and Restated Credit and Security Agreement (Term Loan), dated as of March 3, 2025, by and among Alpha Teknova, Inc.
−Removed: and MidCap Financial Trust, as agent and as a lender, and the additional lenders from time to time party thereto (incorporated by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed with the SEC on March 4, 2025).
−Removed: Second Amended and Restated Credit and Security Agreement (Revolving Loan), dated as of March 3, 2025, by and among Alpha Teknova, Inc.
−Removed: and MidCap Financial Trust, as agent and as a lender, and the additional lenders from time to time party thereto (incorporated by reference to Exhibit 10.2 to the Registrant's Current Report on Form 8-K filed with the SEC on March 4, 2025).
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
ALPHA TEKNOVA INC.
−Removed: November 7, 2025
/s/ STEPHEN GUNSTREAM
2 unchanged sentences
(Principal Executive Officer)
−Removed: November 7, 2025
/s/ MATTHEW LOWELL
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.