1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: Transactions in our securities by our executive officers are required to be made in accordance with our Insider Trading Policy and Guidelines with Respect to Certain Transactions in Company Securities, which, among other things, requires that the transaction be in accordance with applicable U.S.
+Added: Transactions in our securities by our directors and executive officers are required to be made in accordance with our Insider Trading Policy and Guidelines with Respect to Certain Transactions in Company Securities, which, among other things, requires that the transaction be in accordance with applicable U.S.
federal securities laws that prohibit trading while in the possession of material nonpublic information.
Rule 10b5-1 under the Securities Exchange Act of 1934 provides an affirmative defense that enables prearranged transactions in securities in a manner that avoids concerns about initiating transactions at a future date while possibly in possession of material nonpublic information.
−Removed: On December 13, 2023 , Meredith S.
−Removed: Weil , our Chief Operating Officer , and, effective January 1, 2024, our Chief Financial Officer, adopted a Trading Plan that is intended to satisfy the affirmative defense conditions of the Exchange Act Rule 10b5-1(c).
−Removed: Weil's plan is for the potential exercise of 32,400 vested stock options with an expiration date of December 10, 2024 , and 108,300 vested stock options with an expiration date of May 28, 2025 , and sale of the shares of common stock underlying such stock options.
−Removed: The Trading Plan expires May 28, 2025 , or earlier, upon completion of all transactions subject to the trading plan.
+Added: In the second quarter of fiscal year 2024, the following trading plans, intended to satisfy the affirmative defense of Rule 10b5-1, were terminated or adopted:
+Added: Adopted/Terminated (1)
+Added: Duration of Plan
+Added: Number of Shares of Company's Common Stock to be Purchased, Exercised, or Sold (2)
+Added: January 11, 2024
+Added: September 12, 2023 through February 8, 2024
+Added: 149 Sell up to 100,000 shares
+Added: Zbanek Chief Synergy Officer Adopted
+Added: February 2, 2024
+Added: February 2, 2024
+Added: through May 28, 2025
+Added: P481D Exercise up to 140,700 stock options
+Added: (1) Trading Plans may terminate on an earlier date if all contemplated transactions are completed, upon termination by broker or holder of the Trading Plan, or as otherwise provided in the Trading Plan.
+Added: (2) Subject to certain conditions set forth in the Trading Plan.
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
1 unchanged sentence
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2023, filed on February 8, 2024, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
+Added: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, filed on May 9, 2024, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
(i) Consolidated Statements of Condition, (ii) Consolidated Statements of Income, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statements of Shareholders' Equity, (v) Consolidated Statements of Cash Flows, (vi) Notes to Unaudited Interim Consolidated Financial Statements.
−Removed: 101.INS Interactive datafile XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
−Removed: 101.SCH Interactive datafile Inline XBRL Taxonomy Extension Schema Document
−Removed: 101.CAL Interactive datafile Inline XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: 101.DEF Interactive datafile Inline XBRL Taxonomy Extension Definition Linkbase Document
−Removed: 101.LAB Interactive datafile Inline XBRL Taxonomy Extension Label Linkbase
−Removed: 101.PRE Interactive datafile Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: 101.INS Interactive datafile
+Added: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
+Added: 101.SCH Interactive datafile
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: 101.CAL Interactive datafile
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: 101.DEF Interactive datafile
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: 101.LAB Interactive datafile
+Added: Inline XBRL Taxonomy Extension Label Linkbase
+Added: 101.PRE Interactive datafile
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Interactive datafile Cover Page Interactive Datafile (embedded within the Inline XBRL document and included in Exhibit 101)
1 unchanged sentence
TFS Financial Corporation
−Removed: February 8, 2024 /s/ Marc A.
+Added: May 9, 2024 /s/ Marc A.
Chairman of the Board, President
and Chief Executive Officer
−Removed: February 8, 2024 /s/ Meredith S.
+Added: May 9, 2024 /s/ Meredith S.
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.