Other Information
−Removed: Amended and Restated Certificate of Incorporation of the Registrant, as filed with the Delaware Secretary of State on April 26, 2006 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
+Added: Amended and Restated Certificate of Incorporation of the Registrant, as filed with the Delaware Secretary of State on April 26, 2006 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
000-32353, filed April 26, 2006).
−Removed: Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.3 to the Registrant’s Current Report on Form 8-K, SEC File No.
−Removed: 001-33038, filed September 22, 2020).
−Removed: Amended and Restated Certificate of Designation, Preferences and Rights of Series 1 preferred stock, as filed with the Delaware Secretary of State on July 1, 2016 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K/A, SEC File No.
+Added: Amendment to Amended and Restated Certificate of Incorporation effective as of May 21, 2021 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
+Added: 001-33038, filed May 21, 2021).
+Added: Amended and Restated Certificate of Designation, Preferences and Rights of Series 1 preferred stock, as filed with the Delaware Secretary of State on July 1, 2016 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K/A, SEC File No.
001-33038, filed July 1, 2016).
−Removed: Agreement, by and among the Registrant, WaterMill Asset Management Corp.
−Removed: and Robert W.
−Removed: Postma, dated February 4, 2021 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
−Removed: 001-33038, filed February 23, 2021).
−Removed: Consulting Agreement by and between the Registrant and Danforth Advisors LLC, effective as of January 21, 2021 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
−Removed: 001-33038, filed February 5, 2021).
−Removed: Employment Agreement by and between Registrant and Heidi Hagen, dated February 25, 2021 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
−Removed: 001-33038, filed March 2, 2021).
+Added: Separation Agreement by and between the Company and Dr.
+Added: Laurence Cooper, dated April 5, 2021 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
+Added: 001-33038, filed April 9, 2021)
+Added: Consulting Agreement between the Company and Dr.
+Added: Laurence Cooper, dated April 5, 2021 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, SEC File No.
+Added: 001-33038, filed April 9, 2021).
Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14 or 15d-14 under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
8 unchanged sentences
Inline XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: Cover Page Interactive Data File—the cover page interactive data is embedded within the Inline XBRL document or included within the Exhibit 101 attachments
+Added: Cover Page Interactive Data File—the cover page interactive data is embedded within the Inline XBRL document or included within the Exhibit 101 attachments
Filed herewith.
6 unchanged sentences
(On Behalf of the Registrant and as Principal Executive Officer)
+Added: August 13, 2021
/s/ Timothy Cunningham
2 unchanged sentences
(Principal Financial Officer)
+Added: August 13, 2021
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.