Item 5. Other Information
ITEM 5. OTHER INFORMATION
Rule 10b5-1 Plan Elections
On May 12, 2023 , Gavin Hattersley , our President, Chief Executive Officer and Director , entered into a pre-arranged stock trading plan (the “Hattersley 10b5-1 Sales Plan”). The Hattersley 10b5-1 Sales Plan provides for the potential exercise of vested stock options and the associated sale of up to 134,329 shares of the Company’s Class B common stock generated from the exercise of the aforementioned options between August 14, 2023 and August 14, 2024. Further, the Hattersley 10b5-1 Sales Plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
On May 19, 2023 , Tracey Joubert , our Chief Financial Officer , entered into a pre-arranged stock trading plan (the “Joubert 10b5-1 Sales Plan”). The Joubert 10b5-1 Sales Plan provides for the potential exercise of vested stock options and the associated sale of up to 4,170 shares of the Company’s Class B common stock generated from the exercise of the aforementioned options between August 17, 2023 and February 13, 2024. Further, the Joubert 10b5-1 Sales Plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
On June 15, 2023 , Michelle St. Jacques , our Chief Commercial Officer , entered into a pre-arranged stock trading plan (the “St. Jacques 10b5-1 Sales Plan”). The St. Jacques 10b5-1 Sales Plan provides for the potential exercise of vested stock options and the associated sale of up to 37,469 shares of the Company’s Class B common stock generated from the exercise of
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the aforementioned options between September 13, 2023 and September 13, 2024. Further, the St. Jacques 10b5-1 Sales Plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
ITEM 6. EXHIBITS
The following are filed, furnished or incorporated by reference as a part of this Quarterly Report on Form 10-Q:
(a) Exhibit
Exhibit
Number Document Description
10.1‡ Consulting Agreement, dated April 6 , 2 023 , by and between Molson Coors Beverage Company and Anne-Marie D'Angelo (incor porated by reference to Exhibit 10 .1 of our Curren t Report on Form 8-K filed on April 6, 2023).
10.2‡ General Waiver and Release Agreement, dated April 6, 2023, by and between Molson Coors Beverage Company and Anne-Marie D'Angelo (incorporated by reference to Exhibit 10.2 of our Current Report on Form 8-K filed on April 6, 2023).
10.3 Amended and Restated Credit Agreement, dated June 26, 2023, by and among Molson Coors Beverage Company, Molson Coors Brewing Company (UK) Limited, Molson Canada 2005, Molson Coors Canada Inc., Molson Coors International LP, the lenders party thereto, and Citibank, N.A., as administrative agent (incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K filed on June 28, 2023).
10.4 Amended and Restated Subsidiary Guarantee Agreement, dated June 26, 2023, by and among Molson Coors Beverage Company, Molson Coors Brewing Company (UK) Limited, Molson Canada 2005, Molson Coors Canada Inc., Molson Coors International LP, each subsidiary listed on Schedule I thereto, and Citibank, N.A., as administrative agent (incorporated by reference to Exhibit 10.2 of our Current Report on Form 8-K filed on June 28, 2023).
22 Molson Coors Beverage Company List of Parent Issuer and Guarantor Subsidiaries.
31.1+ Section 302 Certification of Chief Executive Officer.
31.2+ Section 302 Certification of Chief Financial Officer.
32++ Written Statement of Chief Executive Officer and Chief Financial Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 USC. Section 1350).
101.INS+ XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.*
101.SCH+ XBRL Taxonomy Extension Schema Document.*
101.CAL+ XBRL Taxonomy Extension Calculation Linkbase Document.*
101.LAB+ XBRL Taxonomy Extension Label Linkbase Document.*
101.PRE+ XBRL Taxonomy Extension Presentation Linkbase Document.*
101.DEF+ XBRL Taxonomy Extension Definition Linkbase Document.*
104 Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101)
* Attached as Exhibit 101 to this report are the following documents formatted in iXBRL (Inline Extensible Business Reporting Language): (i) the Unaudited Condensed Consolidated Statements of Operations, (ii) the Unaudited Condensed Consolidated Statements of Comprehensive Income (Loss), (iii) the Unaudited Condensed Consolidated Balance Sheets, (iv) the Unaudited Condensed Consolidated Statements of Cash Flows, (v) the Unaudited Condensed Consolidated Statements of Stockholders' Equity and Noncontrolling Interests, (vi) the Notes to Unaudited Condensed Consolidated Financial Statements and (vii) document and entity information.
‡ Represents a management contract or compensatory plan or arrangement.
+ Filed herewith.
++ Furnished herewith.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
MOLSON COORS BEVERAGE COMPANY
By: /s/ ROXANNE M. STELTER
Roxanne M. Stelter
Vice President and Controller
(Principal Accounting Officer)
August 1, 2023
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.