OTHER INFORMATION
−Removed: During the three months ended June 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1
−Removed: trading arrangement,” as each term is defined it Item 408(a) of Regulation S-K.
+Added: During the three months ended September 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a
+Added: “non-Rule 10b5-1 trading arrangement,” as each term is defined it Item 408(a) of Regulation S-K.
Certificate of Incorporation of TransAct Technologies Incorporated (conformed copy) (incorporated by reference to Exhibit 3.2
1 unchanged sentence
000-21121) filed with the SEC on August 18, 2022).
−Removed: Amended and Restated By-laws of TransAct Technologies Incorporated (incorporated by reference to Exhibit 3.2 of the Company’s Annual Report on Form 10-K (SEC File No.
−Removed: 000-21121) filed with the SEC on March
−Removed: Amendment No.
−Removed: 5 to Lease Agreement between Bomax Properties, LLC and TransAct, dated May 31, 2024
+Added: Executive Employment Agreement by and between TransAct Technologies Incorporated and John M.
+Added: Dillon, dated as of September 4, 2024
+Added: (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K (SEC File No.
+Added: 000-21121) filed with the SEC on September 6, 2024).
+Added: Executive Employment Agreement by and between TransAct Technologies Incorporated and Steven A.
+Added: DeMartino, dated as of September 4, 2024
+Added: (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K (SEC File No.
+Added: 000-21121) filed with the SEC on September 6, 2024).
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
16 unchanged sentences
/s/ Steven A.
−Removed: August 9, 2024
+Added: November 12, 2024
President, Chief Financial Officer, Treasurer and Secretary
1 unchanged sentence
/s/ William J.
−Removed: August 9, 2024
+Added: November 12, 2024
Vice President and Chief Accounting Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.