OTHER INFORMATION
−Removed: Underwriting Agreement between TransAct Technologies Incorporated and Roth Capital Partners, LLC, as representative, dated August 12, 2021 (incorporated by reference to Exhibit 1.1 of the Company’s Current Report on Form 8-K (SEC File No.
+Added: Certificate of Incorporation of TransAct Technologies Incorporated (conformed copy) (incorporated by reference to Exhibit 3(i)
+Added: of the Company’s Quarterly Report on Form 10-Q (SEC File No.
000-21121) filed with the SEC on August 9, 2019).
+Added: Certificate of Designation, Series A Preferred Stock, filed with the Secretary of State of Delaware on December 2, 1997
+Added: (incorporated by reference to Exhibit C of the Company’s Current Report on Form 8-K (SEC File No.
+Added: 000-21121) filed with the SEC on February 18, 1999).
+Added: Certificate of Designation, Series B Preferred Stock, filed with the Secretary of State of Delaware on April 6, 2000
+Added: (incorporated by reference to Exhibit 3.1(c) of the Company’s Quarterly Report on Form 10-Q (SEC File No.
+Added: 000-21121) filed with the SEC on May 8, 2000).
+Added: Amended and Restated By-laws of the Company (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form
+Added: 8-K (SEC File No.
+Added: 000-21121) filed with the SEC on August 2, 2019).
+Added: Cooperation Agreement, dated as of March 30, 2022, by and among TransAct Technologies Incorporated, 325 Capital Master Fund LP
+Added: and Harbert Discovery Fund, LP (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K (SEC File No.
+Added: 000-21121) filed with the SEC on March 31, 2022).
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Section 1350 as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
+Added: Inline XBRL Instance Document (the instance
+Added: document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
Inline XBRL Taxonomy Extension Schema Document.
6 unchanged sentences
Furnished herewith.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
+Added: behalf by the undersigned thereunto duly authorized.
TRANSACT TECHNOLOGIES INCORPORATED
/s/ Steven A.
−Removed: November 12, 2021
President, Chief Financial Officer, Treasurer and Secretary
(Principal Financial Officer)
−Removed: November 12, 2021
Vice President and Chief Accounting Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.