OTHER INFORMATION .
+Added: On May 12, 2025, each member of our Board of Directors and each of our officers, including Mr.
+Added: Jody Staggs and Mr.
+Added: Adam Rice, entered into amended and restated indemnification agreements with the Company (the “indemnification agreements”).
+Added: The indemnification agreements provide the Company’s officers and directors with contractual rights to indemnification and, in some cases, expense advancement in any action or proceeding arising out of their respective services as one of the Company's officers or directors, or as a director or officer of any other company or enterprise to which they may provide services at the Company's request.
+Added: The foregoing summary of the indemnification agreements does not purport to be complete and is qualified in its entirety by reference to the full text of the indemnification agreements, which are filed with this Quarterly Report on Form 10-Q as Exhibits 10.2 and 10.3 and are incorporated herein by reference.
Number Exhibit Description Filing Filed
4 unchanged sentences
8-K 3.02 8/15/22
−Removed: 10.01# Fourth Amendment to Credit Agreement and Waiver dated as of August 29, 2024
−Removed: 31.01 Certification of Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 10.01 Purchase and Sale Agreement, dated March 19, 2025, between the registrant and SCOF SPV I, LP.
+Added: 10.02 Form of Indemnification Agreement for Directors
+Added: 10.03 Form of Indemnification Agreement for Executive Officers
+Added: 31.01 Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.02 Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
13 unchanged sentences
# Exhibits and/or schedules to this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
−Removed: The registrant agrees to furnish supplementally copies of any omitted exhibits or schedules to the SEC upon request;
+Added: The registrant agrees to furnish supplemental copies of any omitted exhibits or schedules to the SEC upon request;
provided, however, that the registrant may request confidential treatment pursuant to Rule 24b-2 of the Exchange Act for any exhibits or schedules so furnished.
−Removed: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on November 14, 2024.
+Added: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on May 15, 2025.
SWK Holdings Corporation
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.