−Removed: Credit Agreement dated June 28, 2023 by and among the Company, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent.
+Added: Indenture dated as of October 3, 2023, between the Company and Wilmington Trust, National Association, as trustee.
+Added: First Supplemental Indenture dated as of October 3, 2023, between the Company and Wilmington Trust, National Association, as trustee.
+Added: Form of 9.00% Senior Notes due 2027 (included as Exhibit A to 4.2 above)
+Added: First Amendment to Credit Agreement dated October 10, 2023 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and Agent.
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
9 unchanged sentences
Taxonomy Extension Presentation
−Removed: * These certifications
−Removed: accompany this Quarterly Report on Form 10-Q.
−Removed: They are not deemed “filed” with the Securities and Exchange Commission and
−Removed: are not to be incorporated by reference in any filing of SWK Holdings Corporation under the Securities Act of 1933, as amended, or the
−Removed: Securities Exchange Act of 1934, as amended, whether made before or after the date hereof and irrespective of any general incorporation
−Removed: language in any filings.
−Removed: + XBRL information
−Removed: is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act
−Removed: of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise
−Removed: is not subject to liability under these sections.
+Added: certifications accompany this Quarterly Report on Form 10-Q.
+Added: They are not deemed “filed” with the Securities and Exchange
+Added: Commission and are not to be incorporated by reference in any filing of SWK Holdings Corporation under the Securities Act of 1933,
+Added: as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date hereof and irrespective
+Added: of any general incorporation language in any filings.
+Added: information is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of
+Added: the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934,
+Added: as amended, and otherwise is not subject to liability under these sections.
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to
−Removed: be signed on its behalf by the undersigned, thereunto duly authorized, on August 10, 2023.
+Added: be signed on its behalf by the undersigned, thereunto duly authorized, on November 8, 2023.
Holdings Corporation
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.