What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2022-11-09 compared with 2022-08-10 · 26 added, 16 removed, 12 unchanged (78% of the section changed)

OTHER INFORMATION.

Exhibit Description

Third Amended and Restated Certificate of Incorporation.

Amended and Restated Bylaws as of August 12, 2022.

Offer Letter, dated September 19, 2022, by and between the Company and Jody Staggs.

Separation and Release Agreement, dated August 31, 2022, by and between the Company and Winston L.

Fourth Amendment to Loan and Security Agreement, dated September 26, 2022, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A.

Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

4 unchanged sentences

Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*

Taxonomy Extension Schema

Taxonomy Extension Calculation

Taxonomy Extension Definition

Taxonomy Extension Labels

Taxonomy Extension Presentation

XBRL Instance

XBRL Taxonomy Extension Schema

XBRL Taxonomy Extension Calculation

XBRL Taxonomy Extension Definition

XBRL Taxonomy Extension Labels

XBRL Taxonomy Extension Presentation

* These certifications

4 unchanged sentences

language in any filings.

+ XBRL information

is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act

of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise

is not subject to liability under these sections.

to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to

be signed on its behalf by the undersigned, thereunto duly authorized, on August 10, 2022.

Holdings Corporation

Executive Officer

Executive Officer)

Financial Officer

Financial Officer)

+ XBRL information is

furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of

1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is

not subject to liability under these sections.

Pursuant to the requirements

of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf

by the undersigned, thereunto duly authorized, on November 9, 2022.

SWK Holdings Corporation

President and Interim Chief Executive Officer

(Principal Executive Officer)

/s/ Yvette M.

Chief Financial Officer

(Principal Financial Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information