SUI Group Holdings Ltd. 10-K

ITEM 5 MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED SHAREHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES Market Information Our common stock is listed for trading on the OTCQB under the symbol “MCVT”. The transfer agent and registrar for our common stock is Pacific Stock Transfer Company, 6725 Via Austi Parkway, Suite 300, Las Vegas, NV 89119. The following table sets forth the high and low bid prices for our common stock as reported by the OTCPK in 2020 through September, and the OTCQB from October, 2020 through present. These quotations reflect inter-dealer prices, without retail mark-up, markdown, or commission, and may not represent actual transactions. Trading in our common stock during the period represented was infrequent, exemplified by low trading volume and many days during which no trades occurred. ​ ​ ​ ​ ​ ​ ​ ​ Market Price Market Price ​ ​ (High/Low) ​ (High/Low) For the Fiscal Year/Quarter ​ 2021 2020 First Quarter ​ $ 6.45 ­ 2.42 ​ $ 0.63 ­ 0.50 Second Quarter ​ $ 6.25 ­ 3.60 ​ $ 0.65 ­ 0.43 Third Quarter ​ $ 5.50 ­ 3.50 ​ $ 0.84 ­ 0.44 Fourth Quarter ​ $ 4.15 ­ 2.66 ​ $ 3.03 ­ 0.66 ​ Holders As of the date of this filing, we had approximately 253 holders of record of our common stock. Dividends On December 8, 2020, our Board of Directors declared a cash dividend of $0.05 per share to our shareholders of record as of December 21, 2020. The dividend was paid on January 4, 2021. On September 17, 2021, our Board of Directors declared a cash dividend of $0.10 per share to our shareholders of record as of October 15, 2021. The dividend was paid on October 29, 2021. Securities Authorized for Issuance Under Equity Compensation Plans As of December 31, 2021, we had no outstanding options, warrants or other rights to purchase any equity securities of the Company under any equity compensation plan or “individual compensation arrangement,” as defined in Item 201 of Regulation S-K. Furthermore, as of the date of this filing, we are not a party to any equity compensation plan, nor are we obligated under any “individual compensation arrangement” to issue any options, warrants, rights or other securities. We are not required by applicable state law or the listing standards of any self-regulatory agency (e.g., the OTCQX, NASD, AMEX or NYSE) to obtain the approval of our security holders prior to issuing any such compensatory options, warrants or other rights to purchase securities of the Company. In August 2020, the Compensation Committee approved, and the Company issued, 50,000 shares of restricted stock to each of Mr. Douglas M. Polinsky and Joseph A. Geraci, II. The shares vested on the one-year anniversary of their issuance and until such time are subject to forfeiture. Recent Sales of Unregistered Securities None. 13 ​ Table of Contents Recent Purchases of Securities During 2020, the Company engaged in the following repurchases of its common stock, all of which were consummated in private transactions: ● 100,000 shares on May 6, 2020, at a per-share price of $0.50; ● 270,667 shares on May 19, 2020, at a per-share price of $0.40; and ● 10,822 shares in the aggregate on December 1, 2020, at a per-share price of $0.43.