−Removed: the three-month period ended June 30, 2023, none of the Company’s directors or officers adopted or terminated a “Rule 10b5-1
−Removed: trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item 408.
−Removed: Financial Statements Schedules and Reports on Form 8-K.
+Added: Other Information.
+Added: the three-month period ended September 30, 2023, none of the Company’s directors or officers adopted or terminated a “Rule
+Added: 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K,
+Added: Exhibits, Financial Statements Schedules, and Reports on Form 8-K.
Financial Statements
6 unchanged sentences
Amended and Restated Bylaws (2)
−Removed: Class A Stock Certificate (1)
−Removed: Class C Stock Certificate (1)
−Removed: Preferred Stock Certificate and Certificate of Designation of Preferred Stock (1)
−Removed: 10.1 Employee
−Removed: Stock Ownership Plan, as amended and restated (ESOP) and Trust Agreement (1)
−Removed: 10.2 Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3)
−Removed: 10.3 Amended and Restated 2014 Director Stock Option Plan (7)
−Removed: 10.4 Employment Agreement with Scott M.
−Removed: 10.5 Stock Repurchase Plan (5)
−Removed: 14 Code of Business Conduct and Ethics (6)
−Removed: 21 Subsidiaries of the Registrant
Certification pursuant to 18 U.S.C.
6 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Inline XBRL Instance Document
−Removed: Inline XBRL Taxonomy Extension Schema Document
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
Page Interactive Data File (embedded within the Inline XBRL document)
−Removed: (1) Incorporated
−Removed: by reference from Registration Statement on Form S-1, as filed on June 29, 1987
−Removed: (2) Incorporated
−Removed: by reference from Report on Form 10-Q, as filed on November 13, 2015
−Removed: (3) Incorporated
−Removed: by reference from Report on Form 10-Q, as filed on August 15, 2016
−Removed: (4) Incorporated
−Removed: by reference from Report on Form 10-K, as filed on March 31, 2017
−Removed: (5) Incorporated
−Removed: by reference from Report on Form 10-Q, as filed on November 13, 2018
−Removed: (6) Incorporated
−Removed: by reference from Report on Form 10-Q, as filed on May 15, 2019
−Removed: (7) Incorporated
−Removed: by reference from Report on Form 10-Q, as filed on August 14, 2020
+Added: Incorporated by reference from Report on Form 10-K, as filed on March 31, 2017
+Added: Incorporated by reference from Report on Form 10-Q, as filed on May 15, 2019
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
1 unchanged sentence
NATIONAL FINANCIAL CORPORATION
−Removed: August 14, 2023
+Added: November 14, 2023
President and Chief Executive Officer
Executive Officer)
−Removed: August 14, 2023
+Added: November 14, 2023
Financial Officer and Treasurer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.