What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2021-08-17 compared with 2021-05-17 · 71 added, 48 removed, 9 unchanged (93% of the section changed)

Other Information .

Exhibits, Financial Statements Schedules and Reports on Form 8-K.

(a)(1) Financial Statements

See “Table of Contents – Part I – Financial Information” under page 2 above

(a)(2) Financial Statement Schedules

All other schedules to the consolidated financial statements required by Article 7 of Regulation S-X are not required under the related instructions or are inapplicable and therefore have been omitted.

Financial Statements Schedules and Reports on Form 8-K.

(a)(1) Financial

“Table of Contents – Part I – Financial Information” under page 2 above

(a)(2) Financial

Statement Schedules

other schedules to the consolidated financial statements required by Article 7 of Regulation S-X are not required under the related instructions

or are inapplicable and therefore have been omitted.

(a)(3) Exhibits

The following Exhibits are filed herewith pursuant to Rule 601 of Regulation S-K or are incorporated by reference to previous filings.

Amended and Restated Articles of Incorporation (4)

Amended and Restated Bylaws (7)

following Exhibits are filed herewith pursuant to Rule 601 of Regulation S-K or are incorporated by reference to previous filings.

and Restated Articles of Incorporation (4)

and Restated Bylaws (7)

Specimen Class A Stock Certificate

Specimen Class C Stock Certificate

Specimen Preferred Stock Certificate and Certificate of Designation of Preferred Stock (1)

Employee Stock Ownership Plan, as amended and restated (ESOP) and Trust Agreement (1)

Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3)

Amended and Restated 2014 Director Stock Option Plan (10)

Employment Agreement with Scott M.

Stock Repurchase Plan (5)

Asset Purchase Agreement among SN Probst LLC, Probst Family Funerals and Cremations, L.L.C, Heber Valley Funeral Home, Inc., Joe T.

Probst, Clinton Wayne Probst, Calle J.

Specimen Preferred Stock Certificate

and Certificate of Designation of Preferred Stock (1)

Employee Stock Ownership Plan,

as amended and restated (ESOP) and Trust Agreement (1)

and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3)

and Restated 2014 Director Stock Option Plan (10)

Agreement with Scott M.

Repurchase Plan (5)

Purchase Agreement among SN Probst LLC, Probst Family Funerals and Cremations, L.L.C, Heber Valley Funeral Home, Inc., Joe T.

Clinton Wayne Probst, Calle J.

Probst, and Marsha J.

Coinsurance Agreement between Kilpatrick Life Insurance Company and Security National Life Insurance Company (8)

Stock Purchase Agreement among Security National Financial Corporation, Kilpatrick Life Insurance Company, and the Shareholders of Kilpatrick Life Insurance Company (8)

Consolidated Statement of Assets Acquired and Liabilities Assumed at December 13, 2019 (9)

Code of Business Conduct and Ethics (7)

Subsidiaries of the Registrant

Certification pursuant to 18 U.S.C.

Agreement between Kilpatrick Life Insurance Company and Security National Life Insurance Company (8)

Purchase Agreement among Security National Financial Corporation, Kilpatrick Life Insurance Company, and the Shareholders of Kilpatrick

Life Insurance Company (8)

Statement of Assets Acquired and Liabilities Assumed at December 13, 2019 (9)

of Business Conduct and Ethics (7)

of the Registrant

Certification

pursuant to 18 U.S.C.

Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002

Certification pursuant to 18 U.S.C.

Certification

pursuant to 18 U.S.C.

Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002

Certification pursuant to 18 U.S.C.

Certification

pursuant to 18 U.S.C.

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certification pursuant to 18 U.S.C.

Certification

pursuant to 18 U.S.C.

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Instance Document

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(1) Incorporated by reference from Registration Statement on Form S-1, as filed on June 29, 1987

(2) Incorporated by reference from Report on Form 10-Q, as filed on November 13, 2015

(3) Incorporated by reference from Report on Form 10-Q, as filed on August 15, 2016

(4) Incorporated by reference from Report on Form 10-K, as filed on March 31, 2017

(5) Incorporated by reference from Report on Form 10-Q, as filed on November 13, 2018

(6) Incorporated by reference from Report on Form 8-K, as filed on February 27, 2019

(7) Incorporated by reference from Report on Form 10-Q, as filed on May 15, 2019

(8) Incorporated by reference from Report on Form 8-K, as filed on November 12, 2019

(9) Incorporated by reference from Report on Form 8-K/A, as filed on February 26, 2020

(10) Incorporated by reference from Report on Form 10-Q, as filed on August 14, 2020

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SECURITY NATIONAL FINANCIAL CORPORATION

Chairman, President and Chief Executive Officer

(Principal Executive Officer)

/s/ Garrett S.

Chief Financial Officer and Treasurer

(Principal Financial Officer and Principal Accounting Officer)

Taxonomy Extension Schema

Taxonomy Extension Calculation

Linkbase Document

Taxonomy Extension Definition

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(1) Incorporated

by reference from Registration Statement on Form S-1, as filed on June 29, 1987

(2) Incorporated

by reference from Report on Form 10-Q, as filed on November 13, 2015

(3) Incorporated

by reference from Report on Form 10-Q, as filed on August 15, 2016

(4) Incorporated

by reference from Report on Form 10-K, as filed on March 31, 2017

(5) Incorporated

by reference from Report on Form 10-Q, as filed on November 13, 2018

(6) Incorporated

by reference from Report on Form 8-K, as filed on February 27, 2019

(7) Incorporated

by reference from Report on Form 10-Q, as filed on May 15, 2019

(8) Incorporated

by reference from Report on Form 8-K, as filed on November 12, 2019

(9) Incorporated

by reference from Report on Form 8-K/A, as filed on February 26, 2020

(10) Incorporated

by reference from Report on Form 10-Q, as filed on August 14, 2020

to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by

the undersigned thereunto duly authorized.

NATIONAL FINANCIAL CORPORATION

August 16, 2021

President and Chief Executive Officer

Executive Officer)

August 16, 2021

Financial Officer and Treasurer

Financial Officer and Principal Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information