Other Information
−Removed: During the quarter ended June 30, 2023, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408 of Regulation S-K).
+Added: During the quarter ended September 30, 2023, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408 of Regulation S-K).
Number Description
−Removed: 4.28* Form of Series C Warrant (Form 8-K filed April 12, 2023, Exhibit 4.28 (File no.
−Removed: 4.29* Form of Series Placement Agent Warrant (Form 8-K filed April 12, 2023, Exhibit 4.29 (File no.
−Removed: 10.26* Form of Securities Purchase Agreement (Form 8-K filed April 12, 2023, Exhibit 10.26 (File no.
−Removed: 10.27* Separation Agreement between SenesTech, Inc.
−Removed: and Nicole Williams dated April 21, 2023 (Form 8-K filed April 24, 2023, Exhibit 10.27 (File no.
−Removed: 10.28* SenesTech, Inc.
−Removed: 2018 Equity Incentive Plan, as amended (Form 8-K filed June 27, 2023, Exhibit 10.28 (File no.
−Removed: 31.1 Rule 13a-14(a)/15d-14(a) C ertification of Chief Executive Officer.
−Removed: 31.2 Rule 13a-14(a)/15d-14(a) C ertification of Chief Financial Officer.
−Removed: 32.1 Section 1350 C ertification of Chief Executive Officer.
−Removed: 32.2 Section 1350 C ertification of Chief Financial Officer.
+Added: 4.33* Form of New Warrants (Form 8-K filed August 22, 2023, Exhibit 4.33 (File no.
+Added: 10.29* Form of Inducement Letter (Form 8-K filed August 22, 2023, Exhibit 10.29 (File no.
+Added: 31.1 Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer.
+Added: 31.2 Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer.
+Added: 32.1 Section 1350 Certification of Chief Executive Officer.
+Added: 32.2 Section 1350 Certification of Chief Financial Officer.
101.INS Inline XBRL Instance Document.
8 unchanged sentences
SENESTECH, INC.
−Removed: August 10, 2023
+Added: November 9, 2023
President and Chief Executive Officer
−Removed: August 10, 2023
+Added: November 9, 2023
/s/ Thomas C.
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.