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Trading Plans
−Removed: During the fiscal quarter ended September 30, 2023, none of our directors or officers (as defined in Rule 16a-1(f)
−Removed: under the Exchange Act) adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities to satisfy the affirmative defense conditions of Rule 10b5-1(c)
−Removed: under the Exchange Act or any “non-Rule
+Added: During the fiscal quarter ended March 31, 2024, none of our directors or officers ( as
+Added: Rule 16a-1(f)
+Added: under the 1934 Act) adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities to satisfy the affirmative defense conditions of Rule 10b5-1(c)
+Added: under the 1934 Act or any “non-Rule
trading arrangement” as defined in Item 408(c) of Regulation S-K.
−Removed: The following exhibits are filed as part of this report or hereby incorporated by reference to
−Removed: exhibits previously filed with the SEC:
−Removed: Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc.
−Removed: and SLR Capital Partners, LLC (for the limited purposes set forth therein), dated as of December 1, 2021(4)
+Added: The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:
Articles of Amendment and Restatement (1)
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Filed herewith.
−Removed: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on November 7, 2023.
+Added: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on May 8, 2024.
SLR INVESTMENT CORP.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.