2 unchanged sentences
Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc.
−Removed: and SLR Capital Partners, LLC
−Removed: (for the limited purposes set forth therein), dated as of December 1, 2021(7)
+Added: and SLR Capital Partners, LLC (for the limited purposes set forth therein), dated as of December 1, 2021(7)
Articles of Amendment and Restatement(1)
3 unchanged sentences
Bank National Association as trustee(4)
−Removed: Second Supplemental Indenture, dated November
−Removed: 22, 2017, relating to the 4.50% Notes due 2023, between the Registrant and U.S.
+Added: Second Supplemental Indenture, dated November 22, 2017, relating to the 4.50% Notes due 2023, between the Registrant and U.S.
Bank National Association as trustee, including the Form of 4.50% Notes due 2023(5)
−Removed: Form of Contribution Agreement, dated as of August
−Removed: 26, 2011, by and between SUNS SPV LLC, as the contributee, and SLR Senior Investment Corp., as the contributor(3)
−Removed: Form of Loan and Servicing Agreement, dated as of August 26, 2011 (as amended through the Tenth Amendment dated as of December
−Removed: 29, 2021), by and among SLR Senior Investment Corp., as the servicer and the transferor, SUNS SPV LLC, as the borrower, each of the conduit lenders from time to time party thereto, each of the liquidity banks from time to time party thereto, each of the
−Removed: lender agents from time to time party thereto, Citibank, N.A., as the administrative agent and collateral agent, and Wells Fargo Bank, N.A., as the account bank, the backup servicer and the collateral custodian*
+Added: Form of Contribution Agreement, dated as of August 26, 2011, by and between SUNS SPV LLC, as the contributee, and SLR Senior Investment Corp., as the contributor(3)
+Added: Form of Loan and Servicing Agreement, dated as of August 26, 2011 (as amended through the Tenth Amendment dated as of December 29, 2021), by and among SLR Senior Investment Corp., as the servicer and the transferor, SUNS SPV LLC, as the borrower, each of the conduit lenders from time to time party thereto, each of the liquidity banks from time to time party thereto, each of the lender agents from time to time party thereto, Citibank, N.A., as the administrative agent and collateral agent, and Wells Fargo Bank, N.A., as the account bank, the backup servicer and the collateral custodian(9)
Letter Agreement, dated as of April 1, 2022, between SLR Investment Corp.
1 unchanged sentence
Credit Facility Assumption Agreement, dated as of April 1, 2022, by SLR Investment Corp.(8)
−Removed: Assumption Agreement, dated as of April
−Removed: 1, 2022, made by SLR Investment Corp.
+Added: Assumption Agreement, dated as of April 1, 2022, made by SLR Investment Corp.
for the benefit of the holders of Notes issues under the Note Purchase Agreement(8)
8 unchanged sentences
Certification of Chief Financial Officer pursuant to Section 906 of The Sarbanes-Oxley Act of 2002.*
−Removed: Previously filed in connection with SLR Investment Corp.s registration statement on Form N-2 Pre-Effective Amendment No.
+Added: XBRL Instance Document — the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File — The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
+Added: Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2
+Added: Pre-Effective
+Added: Amendment No.
filed on January 7, 2010.
−Removed: Previously filed in connection with SLR Investment Corp.s registration statement on Form N-2 (File No 333-148734) filed on February 9, 2010.
−Removed: Previously filed in connection with SLR Senior Investment Corp.s report on Form 8-K (File No.
+Added: Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2
+Added: (File No 333-148734)
+Added: filed on February 9, 2010.
+Added: Previously filed in connection with SLR Senior Investment Corp.’s report on Form 8-K
filed on August 31, 2011.
−Removed: Previously filed in connection with SLR Investment Corp.s registration statement on Form N-2 Post-Effective Amendment No.
+Added: Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2
+Added: Post-Effective Amendment No.
filed on November 16, 2012.
−Removed: Previously filed in connection with SLR Investment Corp.s registration statement on Form N-2 Post-Effective Amendment No.
+Added: Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2
+Added: Post-Effective Amendment No.
filed on November 22, 2017.
−Removed: Previously filed in connection with SLR Senior Investment Corp.s report on Form 10-Q (File No.
+Added: Previously filed in connection with SLR Senior Investment Corp.’s report on Form 10-Q
filed on May 7, 2020.
−Removed: Previously filed in connection with SLR Investment Corp.s report on Form
−Removed: 8-K filed on December 1, 2021.
−Removed: Previously filed in connection with SLR Investment Corp.s report on Form
−Removed: 8-K filed on April 1, 2022.
+Added: Previously filed in connection with SLR Investment Corp.’s report on Form 8-K
+Added: filed on December 1, 2021.
+Added: Previously filed in connection with SLR Investment Corp.’s report on Form 8-K
+Added: filed on April 1, 2022.
+Added: Previously filed in connection with SLR Investment Corp.’s report on Form 10-Q
+Added: filed on May 3, 2022.
Filed herewith.
−Removed: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to
−Removed: be signed on its behalf by the undersigned, thereunto duly authorized on May 3, 2022.
+Added: Pursuant to the requirements of Section 13 or 15(d) of the
+Added: Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on August 2, 2022.
SLR INVESTMENT CORP.
−Removed: /s/ M ICHAEL S.
Co-Chief Executive Officer
(Principal Executive Officer)
−Removed: /s/ B RUCE J.
Co-Chief Executive Officer
(Principal Executive Officer)
−Removed: /s/ R ICHARD L.
−Removed: Chief Financial
+Added: Chief Financial Officer
(Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.