What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2022-05-03 compared with 2021-11-03 · 30 added, 6 removed, 31 unchanged (54% of the section changed)

1 unchanged sentence

The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc.

and SLR Capital Partners, LLC

(for the limited purposes set forth therein), dated as of December 1, 2021(7)

Articles of Amendment and Restatement(1)

Amended and Restated Bylaws(1)

Second Amended and Restated Bylaws(7)

Form of Common Stock Certificate(2)

1 unchanged sentence

Bank National Association as trustee(4)

Second Supplemental Indenture, dated November 22, 2017, relating to the 4.50% Notes due 2023, between the Registrant and U.S.

Bank National

Association as trustee, including the Form of 4.50% Notes due 2023(4)

Second Supplemental Indenture, dated November

22, 2017, relating to the 4.50% Notes due 2023, between the Registrant and U.S.

Bank National Association as trustee, including the Form of 4.50% Notes due 2023(5)

Form of Contribution Agreement, dated as of August

26, 2011, by and between SUNS SPV LLC, as the contributee, and SLR Senior Investment Corp., as the contributor(3)

Form of Loan and Servicing Agreement, dated as of August 26, 2011 (as amended through the Tenth Amendment dated as of December

29, 2021), by and among SLR Senior Investment Corp., as the servicer and the transferor, SUNS SPV LLC, as the borrower, each of the conduit lenders from time to time party thereto, each of the liquidity banks from time to time party thereto, each of the

lender agents from time to time party thereto, Citibank, N.A., as the administrative agent and collateral agent, and Wells Fargo Bank, N.A., as the account bank, the backup servicer and the collateral custodian*

Letter Agreement, dated as of April 1, 2022, between SLR Investment Corp.

and SLR Capital Partners, LLC(8)

Credit Facility Assumption Agreement, dated as of April 1, 2022, by SLR Investment Corp.(8)

Assumption Agreement, dated as of April

1, 2022, made by SLR Investment Corp.

for the benefit of the holders of Notes issues under the Note Purchase Agreement(7)

Note Purchase Agreement, dated as of March 31, 2020, between SLR Senior Investment Corp.

and the purchasers party thereto(6)

Awareness Letter of Independent Registered Public Accounting Firm*

8 unchanged sentences

Previously filed in connection with SLR Investment Corp.s registration statement on Form N-2 (File No 333-148734) filed on February 9, 2010.

Previously filed in connection with SLR Senior Investment Corp.s report on Form 8-K (File No.

814-00849) filed on August 31, 2011.

Previously filed in connection with SLR Investment Corp.s registration statement on Form N-2 Post-Effective Amendment No.

2 unchanged sentences

333-194870) filed on November 22, 2017.

Previously filed in connection with SLR Senior Investment Corp.s report on Form 10-Q (File No.

814-00849) filed on May 7, 2020.

Previously filed in connection with SLR Investment Corp.s report on Form

8-K filed on December 1, 2021.

Previously filed in connection with SLR Investment Corp.s report on Form

8-K filed on April 1, 2022.

Filed herewith.

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be

signed on its behalf by the undersigned, thereunto duly authorized on November 3, 2021.

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to

be signed on its behalf by the undersigned, thereunto duly authorized on May 3, 2022.

SLR INVESTMENT CORP.

9 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information