SIEBERT FINANCIAL CORP 10-K

ITEM 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES Market Information Our common stock trades on the Nasdaq Capital Market, under the symbol “SIEB.” The number of common stockholders of record as of February 27, 2026, was 96. The closing market price per share on that date was $1.90. Based on information available to us, we believe there are approximately 4,140 beneficial holders of our common stock as of March 24, 2026. Dividend Policy No dividends were paid to shareholders during 2025 and 2024. Our Board of Directors periodically considers whether to declare dividends, and any future decision to pay dividends is at the discretion of the Board of Directors. In considering whether to pay such dividends, our Board of Directors will review our earnings, capital requirements, economic forecasts and such other factors as are deemed relevant. For information on securities authorized for issuance under our equity compensation plans, see “Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.” ITEM 6. [RESERVED] Not applicable. 19