3 unchanged sentences
Based on this evaluation, Stanley E.
−Removed: Jacot Jr., Arcadia’s principal executive officer, and Pamela Haley, Arcadia’s principal financial officer, concluded that these disclosure controls and procedures were effective as of December 31, 2021.
+Added: Jacot Jr., Arcadia’s principal executive officer, and Thomas J.
+Added: Schaefer, Arcadia’s principal financial officer, concluded that these disclosure controls and procedures were effective as of December 31, 2022.
Management’s Report on Internal Control Over Financial Reporting
1 unchanged sentence
Arcadia’s management, including Stanley E.
−Removed: Jacot Jr., its principal executive officer, and Pamela Haley, its principal financial officer, evaluated the effectiveness of Arcadia’s internal control over financial reporting using the framework in Internal Control—Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO).
+Added: Jacot Jr., its principal executive officer, and Thomas J.
+Added: Schaefer, its principal financial officer, evaluated the effectiveness of Arcadia’s internal control over financial reporting using the framework in Internal Control—Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO).
Based on this evaluation, management concluded that Arcadia’s internal control over financial reporting was effective as of December 31, 2022.
32 unchanged sentences
Auditor Location:
−Removed: Phoenix, AZ , United States
+Added: Tempe, AZ , United States
Exhibits, Financ ial Statement Schedules.
12 unchanged sentences
Amended and Restated Certificate of Incorporation of Registrant.
−Removed: Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Registrant.
Amendment to the Amended and Restated Certificate of Incorporation of Registrant.
+Added: Certificate of Designation of Series A Preferred Stock.
Amended and Restated Bylaws of Registrant.
+Added: Amendment to the Amended and Restated Bylaws of Registrant.
Form of Registrant’s common stock certificate.
4 unchanged sentences
Form of Placement Agent Warrant.
−Removed: Description of Registrant's Securities Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended.
+Added: Description of Registrant’s Securities Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended
Form of Common Stock Purchase Warrant.
6 unchanged sentences
Form of Placement Agent Warrant.
+Added: Form of Investor Pre-Funded Warrant.
+Added: Form of Investor Preferred Investment Option.
+Added: Form of Placement Agent Preferred Investment Option.
Form of Indemnification Agreement between the Registrant and each of its Officers and Directors.
6 unchanged sentences
Base Office Lease dated March 17, 2003 between the Registrant and Pac West Office Equities, LP, including Amendments 1-7.
+Added: Amendment No.
+Added: 8 to the Office Lease dated March 17, 2003 between the Registrant and Pac West Office Equities, LP.
+Added: Amendment No.
+Added: 9 to the Office Lease dated March 17, 2003 between the Registrant and Pac West Office Equities, LP.
Employment letter for Laura Pitlik, Chief Marketing Officer.
Severance and Change In Control Agreement for Laura Pitlik.
−Removed: Separation and Release Agreement for Matt Plavan.
−Removed: Employment Letter and appended form of Severance and Change In Control Agreement between the Registrant and Pam Haley, dated October 1, 2019.
+Added: Employment Letter for Stanley E.
+Added: Jacot Jr., Chief Executive Officer
+Added: Severance and Change in Control Agreement for Stanley E.
+Added: Inducement Option Grant for Stanley E.
+Added: Employment Letter and Severance and Change in Control Agreement for Thomas J.
Limited Liability Company Operating Agreement for Archipelago Ventures Hawaii, LLC, dated as of August 9, 2019.
8 unchanged sentences
and each purchaser named in the signature pages thereto .
−Removed: Promissory Note, dated April 16, 2020, by and between MidFirst Bank and Arcadia Biosciences, Inc.
−Removed: Amendment No.
−Removed: 8 to the Office Lease dated March 17, 2003 between the Registrant and Pac West Office Equities, LP.
−Removed: Amendment No.
−Removed: 9 to the Office Lease dated March 17, 2003 between the Registrant and Pac West Office Equities, LP.
Form of Letter Agreement, dated as of May 14, 2020 .
2 unchanged sentences
and each purchaser named on the signature pages thereto .
−Removed: Master Transaction Agreement.
−Removed: Employment letter for Chris Cuvelier, Chief Growth Officer.
−Removed: Severance and Change In Control Agreement for Chris Cuvelier.
Form of Securities Purchase Agreement dated as of January 25, 2021, between Arcadia Biosciences, Inc.
2 unchanged sentences
and each purchaser named on the signature pages thereto.
+Added: Form of Securities Purchase Agreement, dated as of August 12, 2022, between Arcadia Biosciences, Inc.
+Added: and each purchaser named on the signature pages thereto.
+Added: Master Transaction Agreement.
Asset Purchase Agreement dated May 17, 2021, by and among Arcadia, Buyer, Seller, Eko, Lief, Zola and Parent.
24 unchanged sentences
March 30, 2023
−Removed: /s/ PAMELA HALEY
+Added: /s/ THOMAS J.
Chief Financial Officer
3 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this Report has been signed below by the following persons on behalf of the registrant in the capacities and on the dates indicated.
+Added: /s/ STANLEY E.
+Added: March 30, 2023
/s/ ALBERT B.
13 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.