OTHER INFORMATION
−Removed: On June 14, 2023 , Paul Libner , Chief Financial Officer and Treasurer of Royal Gold, adopted a trading plan that is intended to satisfy the affirmative defense of Rule 10b5-1 (c) of the Securities Exchange Act of 1934, as amended, regarding the sale of up to 1,700 shares of common stock of Royal Gold.
−Removed: The plan provides that sales may begin on September 13, 2023, and will end on September 30, 2024 , or such earlier date as all 1,700 shares are sold.
−Removed: No non-Rule 10b5-1 trading arrangements (as defined by Item 408(a) of Regulation S-K) were entered into by a Section 16 director or officer of the Company during the quarter.
−Removed: Certificate of Restatement of Certificate of Incorporation (filed as Exhibit 3.2(d) of the Current Report on Form 8-K on March 8, 2023, and incorporated herein by reference)
−Removed: Certificate of Amendment to the Restated Certificate of Incorporation (filed as Exhibit 3.1 of the Current Report on Form 8-K on May 26, 2023, and incorporated herein by reference)
−Removed: Fifth Amendment to Revolving Credit Facility Credit Agreement, dated as of June 28, 2023, together with Annex A (filed as Exhibit 10.1 of the Current Report on Form 8-K on February 16, 2023, and incorporated herein by reference)
+Added: During the three months ended September 30, 2023, no director or officer of the Company adopted or terminated a Rule 10 b5-1 trading arrangement or non-Rule 10 b 5 -1 trading arrangement, as each term is defined in Item 408(a) of Regulation S-K.
+Added: Restated Certificate of Incorporation, as amended through May 26, 2023.
+Added: Retirement Letter Agreement, by and between Royal Gold Corporation and Mark Isto, effective as of September 14, 2023 (filed as Exhibit 10.1 of the Current Report on Form 8-K on September 18, 2023, and incorporated herein by reference).
+Added: Consulting and Confidentiality Agreement, by and between Royal Gold Corporation and Mark Isto, effective as of September 14, 2023 (filed as Exhibit 10.2 of the Current Report on Form 8-K on September 18, 2023, and incorporated herein by reference).
+Added: Fifth Amendment to Revolving Credit Facility Credit Agreement, dated as of June 28, 2023, together with Annex A (filed as Exhibit 10.1 of the Current Report on Form 8-K on June 30, 2023, and incorporated herein by reference) .
Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: The following financial statements from Royal Gold, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023, formatted in Inline XBRL:
+Added: The following financial statements from Royal Gold, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL:
(a) Consolidated Statements of Cash Flows, (b) Consolidated Statements of Operations, (c) Consolidated Statements of Comprehensive Income, (d) Consolidated Balance Sheets, and (e) Notes to Consolidated Financial Statements, tagged as blocks of text and including detailed tags.
−Removed: The cover page from Royal Gold, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023, formatted in Inline XBRL (included as Exhibit 101).
+Added: The cover page from Royal Gold, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL (included as Exhibit 101).
Filed herewith.
Furnished herewith.
+Added: Identifies a management contract or compensation plan or arrangement.
+Added: Certain portions of this exhibit have been redacted pursuant to Item 601(a)(6) of Regulation S-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ROYAL GOLD, INC.
−Removed: August 3, 2023
+Added: November 2, 2023
/ s/ William Heissenbuttel
2 unchanged sentences
(Principal Executive Officer)
−Removed: August 3, 2023
+Added: November 2, 2023
/s/ Paul Libner
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.