There have been no material changes to the previously disclosed risk factors discussed in “Part I, Item 1A, Risk Factors” in our Annual Report on Form 10-K for the year ended March 31, 2022.
−Removed: You should consider carefully these factors, together with all of the other information in this Quarterly Report on Form 10-Q, including our unaudited
−Removed: condensed consolidated financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q, before making an investment decision.
+Added: You should consider carefully these factors, together with all of the other information in this Quarterly Report on Form 10-Q, including our unaudited condensed consolidated financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q, before making an investment decision.
The exhibits required to be filed or furnished as part of this Quarterly Report are listed below.
2 unchanged sentences
Number Exhibit Description Form Filing Date Exhibit Filed or Furnished Herewith
−Removed: 10.1 Ninth Amendment to Amended and Restated Revolving Credit and Security Agreement, dated as of April 25, 2022, among the Company, Quantum LTO Holdings, LLC, Square Box Systems Limited, the lenders party thereto, and PNC Bank, National Association, as administrative agent.
+Added: 10.1# Director Offer Letter between Quantum Corporation and Don Jaworski, dated September 16, 2022
8-K 9/28/22 10.1
−Removed: 10.2 Third Amendment to Term Loan Credit and Security Agreement, dated as of April 25, 2022, among the Company, Quantum LTO Holdings, LLC, Square Box Systems Limited, the lenders party thereto, and Blue Torch Finance LLC, as disbursing agent and collateral agent.
+Added: 10.2# Director Offer Letter between Quantum Corporation and Hugues Meyrath, dated September 16, 2022
8-K 9/28/22 10.2
+Added: 10.3# Form of Indemnification Agreement between Quantum Corporation and its Named Executive Officers and Directors
+Added: 8-K 9/28/22 10.3
+Added: 10.4 Certificate of Amendment to the Amended and Restated Certificate of Incorporation
31.1 Certification of the Principal Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002
10 unchanged sentences
104 Cover page interactive data file, submitted using inline XBRL (contained in Exhibit 101) X
+Added: # Indicates management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Quantum Corporation
−Removed: August 4, 2022 /s/ James J.
+Added: November 2, 2022 /s/ James J.
(Date) James J.
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 4, 2022 /s/ J.
+Added: November 2, 2022 /s/ J.
Michael Dodson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.