−Removed: There have been no material changes to the previously disclosed risk factors discussed in Part 1 “Part I, Item 1A, Risk Factors” in our Annual Report on Form 10-K for the year ended March 31, 2021.
+Added: There have been no material changes to the previously disclosed risk factors discussed in “Part I, Item 1A, Risk Factors” in our Annual Report on Form 10-K for the year ended March 31, 2021.
You should consider carefully these factors, together with all of the other information in this Quarterly Report on Form 10-Q, including our unaudited condensed consolidated financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q, before making an investment decision.
3 unchanged sentences
Number Exhibit Description Form Filing Date Exhibit Filed or Furnished Herewith
−Removed: 2.1 Purchase Agreement dated July 18, 2021 by and between PV3 (an ABC) LLC, a Delaware limited liability company as assignee for the benefit of Pivot3, Inc., a Delaware corporation, and Quantum Corporation.*
−Removed: 8-K 7/22/2021 2.1
−Removed: 10.1 Quantum Corporation 2012 Long Term Incentive Plan, as amended and restated on September 21, 2021.
−Removed: 10.2 Term Loan Credit and Security Agreement, dated August 5, 2021, between the Company, Quantum LTO, Square Box, the lenders party thereto, and Blue Torch Finance LLC, as disbursing and collateral agent.
+Added: 10.1 Seventh Amendment to Amended and Restated Revolving Credit and Security Agreement, dated September 30, 2021, between the Company, Quantum LTO Holdings, LLC, the borrowers and guarantors party thereto, the lenders party thereto, and PNC Bank, National Association, as administrative agent
8-K 10/06/21 10.1
1 unchanged sentence
8-K 10/6/21 10.2
−Removed: 10.4 Seventh Amendment to Amended and Restated Revolving Credit and Security Agreement, dated September 30, 2021, between the Company, Quantum LTO Holdings, LLC, the borrowers and guarantors party thereto, the lenders party thereto, and PNC Bank, National Association, as administrative agent.
−Removed: 8-K 10/6/21 10.1
31.1 Certification of the Principal Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002
6 unchanged sentences
104 Cover page interactive data file, submitted using inline XBRL (contained in Exhibit 101) X
−Removed: * Schedules and attachments to the Purchase Agreement have been omitted pursuant to Item 601(b)(2) of Regulation S-K.
−Removed: The registrant hereby undertakes to furnish supplemental copies of any of the omitted schedules and attachments upon request by the Securities and Exchange Commission.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Quantum Corporation
−Removed: November 3, 2021 /s/ James J.
+Added: February 9, 2022 /s/ James J.
(Date) James J.
1 unchanged sentence
(Principal Executive Officer)
−Removed: November 3, 2021 /s/ J.
+Added: February 9, 2022 /s/ J.
Michael Dodson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.