There have been no material changes to the previously disclosed risk factors discussed in Part 1 “Part I, Item 1A, Risk Factors” in our Annual Report on Form 10-K for the year ended March 31, 2021.
−Removed: You should consider carefully these factors, together with all of the other information in this Quarterly Report on Form 10-Q, including our
−Removed: unaudited condensed consolidated financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q, before making an investment decision.
+Added: You should consider carefully these factors, together with all of the other information in this Quarterly Report on Form 10-Q, including our unaudited condensed consolidated financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q, before making an investment decision.
The exhibits required to be filed or furnished as part of this Quarterly Report are listed below.
4 unchanged sentences
8-K 7/22/2021 2.1
+Added: 10.1 Quantum Corporation 2012 Long Term Incentive Plan, as amended and restated on September 21, 2021.
+Added: 10.2 Term Loan Credit and Security Agreement, dated August 5, 2021, between the Company, Quantum LTO, Square Box, the lenders party thereto, and Blue Torch Finance LLC, as disbursing and collateral agent.
+Added: 8-K 8/5/21 10.1
+Added: 10.3 First Amendment to Term Loan Credit and Security Agreement, dated September 30, 2021, among the Company, Quantum LTO Holdings, LLC, the borrowers and guarantors party thereto, the lenders party thereto, and Blue Torch Finance LLC, as disbursing agent and collateral agent.
+Added: 8-K 10/6/21 10.2
+Added: 10.4 Seventh Amendment to Amended and Restated Revolving Credit and Security Agreement, dated September 30, 2021, between the Company, Quantum LTO Holdings, LLC, the borrowers and guarantors party thereto, the lenders party thereto, and PNC Bank, National Association, as administrative agent.
+Added: 8-K 10/6/21 10.1
31.1 Certification of the Principal Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002
10 unchanged sentences
Quantum Corporation
−Removed: August 9, 2021 /s/ James J.
+Added: November 3, 2021 /s/ James J.
(Date) James J.
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 9, 2021 /s/ J.
+Added: November 3, 2021 /s/ J.
Michael Dodson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.