5 unchanged sentences
Number Exhibit Description Form Filing Date Exhibit Filed or Furnished Herewith
−Removed: 4.1 Warrant to Purchase Common Stock, dated June 16, 2020, Warrant No.
−Removed: 8-K 6/16/2020 4.1
−Removed: 4.2 Warrant to Purchase Common Stock, dated June 16, 2020, Warrant No.
−Removed: 8-K 6/16/2020 4.2
−Removed: 4.3 Warrant to Purchase Common Stock, dated June 16, 2020, Warrant No.
+Added: 2.1 Stock Purchase Agreement between Quantum Corporation and the securityholders of Square Box Systems Limited, a company incorporated in England and Wales, dated December 12, 2020.
8-K 12/14/2020 2.1
−Removed: 4.4 Warrant Agreement, dated June 16, 2020
+Added: 4.1 Registration Rights Agreement between Quantum Corporation and the securityholders of Square Box Systems Limited, a company incorporated in England and Wales, dated December 12, 2020.
8-K 12/14/2020 4.1
−Removed: 4.5 Amended and Restated Registration Rights Agreement, dated June 16, 2020, between the Company, OC II FIE V LP, Blue Torch Credit Opportunities Fund I LP and BTC Holdings SC Fund LLC
+Added: Sales Agreement, dated November 25, 2020 by and between Quantum Corporation and B.
+Added: Riley Securities, Inc.
8-K 11/25/2020 10.1
10.2 Amendment No.
−Removed: 4 To Term Loan Credit and Security Agreement, dated June 16, 2020, between the Company, Quantum LTO Holdings, LLC, the lenders party thereto, and U.S.
−Removed: Bank National Association, as disbursing and collateral agent
−Removed: 8-K 6/16/2020 10.1
−Removed: 10.2 Third Amendment to Amended and Restated Revolving Credit and Security Agreement, dated June 16, 2020, between the Company, Quantum LTO Holdings, LLC, the lenders party thereto, and PNC Bank, National Association, as administrative agent
−Removed: 8-K 6/16/2020 10.2
−Removed: 10.3 Payment Protection Program Term Note, effective as of April 11, 2020, in favor of PNC Bank, National Association.
−Removed: 8-K 4/16/2020 10.1
−Removed: 10.4 Amendment Number 3 to the Term Loan Credit and Security Agreement, dated as of December 27, 2018, as amended on April 13, 2020, among the Company, Quantum LTO Holdings, LLC, the lenders from time to time party thereto, and U.S.
−Removed: Bank National Association, as disbursing and collateral agent for such lenders
−Removed: 8-K 4/16/2020 10.2
−Removed: 10.5 Second Amendment to the Amended and Restated Revolving Credit and Security Agreement, dated as of December 27, 2018, amended as of April 11, 2020 among the Company, Quantum LTO Holdings, LLC, the lenders from time to time party thereto, and PNC Bank, National Association, as administrative agent for such lenders.
+Added: 5 to Term Loan Credit and Security Agreement, dated as of December 10, 2020, among the Company, Quantum LTO Holdings, LLC, and the lenders party thereto.
8-K 12/14/2020 10.1
−Removed: 10.6 First Amendment to Amended and Restated Revolving Credit and Security Agreement, dated as of December 27, 2018, as amended on April 3, 2020 among the Company, Quantum LTO Holdings, LLC, the lenders from time to time party thereto, and PNC Bank, National Association, as administrative agent for such lenders .
+Added: 10.3 Fourth Amendment to Amended and Restated Revolving Credit and Security Agreement, dated as of December 10, 2020, among the Company, Quantum LTO Holdings, LLC, the lenders party thereto, and PNC Bank, National Association, as administrative agent for such lenders.
8-K 12/14/2020 10.2
+Added: 10.4 Quantum Corporation Severance Benefit Plan and Summary Plan Description dated January 29, 2018
+Added: 10.5 Quantum Employee Release of Claims dated November 4, 2020
+Added: 23.1 Consent of Armanino LLP, independent registered public accounting firm.
+Added: S-3 11/25/2020 23.1
31.1 Certification of the Principal Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002
8 unchanged sentences
Quantum Corporation
−Removed: October 28, 2020 /s/ J.
+Added: January 27, 2021 /s/ J.
Michael Dodson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.