PayPal Holdings, Inc. 10-Q

ITEM 5: OTHER INFORMATION RULE 10B5-1 TRADING PLANS An equity trading plan is a written document that preestablishes the amounts, prices and dates (or formula for determining the amounts, prices and dates) of future purchases or sales of the Company’s stock, including sales of shares acquired under the Company’s employee and director equity plans. On May 23, 2023 , Gabrielle Rabinovitch , Acting Chief Financial Officer and Senior Vice President, Investor Relations and Treasurer , entered into an equity trading plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. The trading plan has a duration of August 22, 2023 to August 22, 2024 with approximately 33,115 shares (vested and net shares expected to vest over the duration of the trading plan) subject to sale under the plan. 76 Table of Contents ITEM 6: EXHIBITS INDEX TO EXHIBITS Incorporated by Reference Exhibit Number Exhibit Description Form Date Filed Filed Herewith 4.01 Officer's Certificate pursuant to the Indenture, dated as of June 9, 2023 8-K 6/9/2023 4.02 Form of Note for 0.813% Notes due 2025 (included in Exhibit 4.01) 8-K 6/9/2023 4.03 Form of Note for 0.972% Notes due 2026 (included in Exhibit 4.01) 8-K 6/9/2023 4.04 Form of Note for 1.240% Notes due 2028 (included in Exhibit 4.01) 8-K 6/9/2023 10.01+ PayPal Holdings, Inc. 2015 Incentive Award Plan, as Amended and Restated 8-K 5/31/2023 10.02 Credit Agreement, dated as of June 7, 2023, among PayPal Holdings, Inc. the Designated Borrowers party thereto, the Lenders party thereto and JPMorgan Chase Bank, N.A. and J.P. Morgan Securities Australia Limited, as the Administrative Agents 8-K 6/13/2023 10.03† Receivables Purchase Agreement, dated as of June 16, 2023 by and between PayPal (Europe) S.à r.l. et Cie, SCA (as Seller and Receivables Manager), Alps Partners S.à r.l. (as Purchaser), BNY Mellon Corporate Trustee Services limited (as Security Agent), Avega S.à r.l. (as Back-Up Receivables Manager Facilitator) and Alps Partners (Holding) S.à r.l. (as Class C Lender) 8-K 6/22/2023 10.04† Receivables Management Agreement, dated as of June 16, 2023 by and between PayPal (Europe) S.à r.l. et Cie, SCA (as Seller and Receivables Manager), Alps Partners S.à r.l. (as Purchaser), Avega S.à r.l. (as Back-Up Receivables Manager Facilitator) and Alps Partners (Holding) S.à r.l. (as Class C Lender) 8-K 6/22/2023 31.01 Certification of Registrant’s Chief Executive Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 - - X 31.02 Certification of Registrant’s Chief Financial Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 - - X 32.01* Certification of Registrant’s Chief Executive Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 - - X 32.02* Certification of Registrant’s Chief Financial Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 - - X 101 The following financial information related to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023, formatted in iXBRL (Inline Extensible Business Reporting Language): (i) the Condensed Consolidated Balance Sheets, (ii) the Condensed Consolidated Statements of Income (Loss), (iii) the Condensed Consolidated Statements of Comprehensive Income (Loss), (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows; and (vi) the related Notes to Condensed Consolidated Financial Statements - - X 104 Cover Page Interactive Data File, formatted in iXBRL and contained in Exhibit 101 - - X + Indicates a management contract or compensatory plan or arrangement. * The certifications furnished in Exhibits 32.01 and 32.02 hereto are deemed to accompany this Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Exchange Act. Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act or the Exchange Act, except to the extent that the registrant specifically incorporates them by reference. † Certain portions of this exhibit have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S‑K. 77 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PayPal Holdings, Inc. Principal Executive Officer: Date: August 2, 2023 By: /s/ Daniel H. Schulman Daniel H. Schulman President and Chief Executive Officer Principal Financial Officer and Principal Accounting Officer: Date: August 2, 2023 By: /s/ Gabrielle Rabinovitch Gabrielle Rabinovitch Acting Chief Financial Officer and Senior Vice President, Investor Relations and Treasurer 78