Peraso Inc. 10-Q

ITEM 5. Other Information None of the Company’s directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading arrangement during the fiscal quarter ended March 31, 2025, as such terms are defined under Item 408(a) of Regulation S-K. The information set forth below is included herein for the purpose of providing the disclosure required under “Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.” of Form 8-K. On May 9, 2025, the Company notified Mark Lunsford, its Chief Revenue Officer, that his employment with the Company would terminate effective June 30, 2025. Michael Hamilton, Vice President of Business Development, and Ben Liu, Vice President and General Manager, Asia Pacific region, will continue to lead the Company’s mmWave sales efforts and will report to Ronald Glibbery, the Company’s Chief Executive Officer. 31 ITEM 6. Exhibits (a) Exhibits Reference Filed or Furnished Exhibit No. Exhibit Description Form File No. Form Exhibit Filing Date Herewith 3.1 Restated Certificate of Incorporation of the Company 8-K 000-32929 3.6 November 12, 2010 3.1.1 Certificate of Amendment to Restated Certificate of Incorporation of the Company 8-K 000-32929 3.1 February 14, 2017 3.1.2 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019 8-K 000-32929 3.1 August 27, 2019 3.1.3 Certificate of Amendment to Articles of Incorporation (Name Change) 8-K 000-32929 3.1 December 20, 2021 3.1.4 Certificate of Designation of Series A Special Voting Preferred Stock 8-K 000-32929 3.2 December 20, 2021 3.1.5 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023 8-K 000-32929 3.1 December 19, 2023 3.2 Amended and Restated Bylaws of the Company 8-K 000-32929 3.1 November 23, 2021 4.1 Peraso Inc. Amended and Restated 2019 Stock Incentive Plan, as amended S-8 333-285241 4.4 February 26, 2025 31.1 Rule 13a-14 Certification X 31.2 Rule 13a-14 Certification X 32.1 Section 1350 Certification X 101 The following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended March 31, 2025, filed with the SEC on May 13, 2025, formatted in Inline Extensible Business Reporting Language (Inline XBRL): (i) the Condensed Consolidated Statements of Operations for the three months ended March 31, 2025 and 2024, (ii) the Condensed Consolidated Balance Sheets as of March 31, 2025 and December 31, 2024, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three months ended March 31, 2025 and 2024, (iv) the Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2025 and 2024, and (v) Notes to Condensed Consolidated Financial Statements X 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) X 32 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: May 13, 2025 PERASO INC. By: /s/ Ronald Glibbery Ronald Glibbery Chief Executive Officer (Principal Executive Officer) By: /s/ James Sullivan James Sullivan Chief Financial Officer (Principal Financial and Accounting Officer) 33