Other Information
−Removed: of the Company’s directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading
−Removed: arrangement during the fiscal quarter ended September 30, 2024, as such terms are defined under Item 408(a) of Regulation S-K.
−Removed: Amendment to the Warrant Agency Agreement dated February 8, 2024 by and between Peraso Inc.
−Removed: and Equiniti Trust Company, LLC, as Warrant Agent, dated August 6, 2024
+Added: None of the Company’s
+Added: directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading arrangement during
+Added: the fiscal quarter ended March 31, 2025, as such terms are defined under Item 408(a) of Regulation S-K.
+Added: The information set forth below is included
+Added: herein for the purpose of providing the disclosure required under “Item 5.02 Departure of Directors or Certain Officers;
+Added: of Directors;
+Added: Appointment of Certain Officers;
+Added: Compensatory Arrangements of Certain Officers.” of Form 8-K.
+Added: On May 9, 2025, the Company notified
+Added: Mark Lunsford, its Chief Revenue Officer, that his employment with the Company would terminate effective June 30, 2025.
+Added: Michael Hamilton,
+Added: Vice President of Business Development, and Ben Liu, Vice President and General Manager, Asia Pacific region, will continue to lead the
+Added: Company’s mmWave sales efforts and will report to Ronald Glibbery, the Company’s Chief Executive Officer.
+Added: Exhibit Description
+Added: Restated Certificate of Incorporation of the Company
+Added: November 12, 2010
+Added: Certificate of Amendment to Restated Certificate of Incorporation of the Company
+Added: February 14, 2017
+Added: Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019
August 27, 2019
−Removed: The Market Offering Agreement, dated August 30, 2024, by and between Peraso Inc.
−Removed: and Ladenburg Thalmann & Co.
−Removed: #2 to the Warrant Agency Agreement dated February 8, 2024 by and between Peraso Inc.
−Removed: and Equiniti Trust Company, LLC, as Warrant
−Removed: Agent, dated October 3, 2024
−Removed: 13a-14 Certification
−Removed: 13a-14 Certification
−Removed: 1350 Certification
−Removed: following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended September 30, 2024,
−Removed: filed with the SEC on November 13, 2024, formatted in Inline Extensible Business Reporting Language (Inline XBRL):
−Removed: (i) the Condensed
−Removed: Consolidated Statements of Operations and Comprehensive Income (Loss) for the three and nine months ended September 30, 2024 and
−Removed: 2023, (ii) the Condensed Consolidated Balance Sheets as of September 30, 2024 and December 31, 2023, (iii) the Condensed Consolidated
−Removed: Statements of Stockholders’ Equity for the three and nine months ended September 30, 2024 and 2023, (iv) the Condensed Consolidated
−Removed: Statements of Cash Flows for the nine months ended September 30, 2024 and 2023, and (v) Notes to Condensed Consolidated Financial
−Removed: Page Interactive Data File (embedded within the Inline XBRL document)
−Removed: to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
−Removed: behalf by the undersigned thereunto duly authorized.
+Added: Certificate of Amendment to Articles of Incorporation (Name Change)
+Added: December 20, 2021
+Added: Certificate of Designation of Series A Special Voting Preferred Stock
+Added: December 20, 2021
+Added: Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023
+Added: December 19, 2023
+Added: Amended and Restated Bylaws of the Company
November 23, 2021
+Added: Amended and Restated 2019 Stock Incentive Plan, as amended
+Added: February 26, 2025
+Added: Rule 13a-14 Certification
+Added: Rule 13a-14 Certification
+Added: Section 1350 Certification
+Added: The following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended March 31, 2025, filed with the SEC on May 13, 2025, formatted in Inline Extensible Business Reporting Language (Inline XBRL):
+Added: (i) the Condensed Consolidated Statements of Operations for the three months ended March 31, 2025 and 2024, (ii) the Condensed Consolidated Balance Sheets as of March 31, 2025 and December 31, 2024, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three months ended March 31, 2025 and 2024, (iv) the Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2025 and 2024, and (v) Notes to Condensed Consolidated Financial Statements
+Added: Cover Page Interactive Data File (embedded within the Inline XBRL document)
+Added: Pursuant to the requirements
+Added: of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned
+Added: thereunto duly authorized.
+Added: /s/ Ronald Glibbery
Ronald Glibbery
−Removed: Executive Officer
−Removed: Executive Officer)
+Added: Chief Executive Officer
+Added: (Principal Executive Officer)
+Added: /s/ James Sullivan
James Sullivan
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.