29 unchanged sentences
Bowman under her Employment Agreement through April 1, 2021.
−Removed: Each share of
−Removed: our Series A Preferred Stock is convertible into a number of shares of our Common Stock determined by dividing the aggregate stated value
−Removed: for the Series A Preferred Stock being converted (initially $10.00 per share, subject to adjustment as set forth in the currently effective
−Removed: Series A Certificate of Designation) by the then-applicable conversion price (initially $0.25 per share, subject to adjustment as set
−Removed: forth in the currently effective Series A Certificate of Designation).
−Removed: We issued the foregoing securities in reliance on the exemption
−Removed: from registration provided under Section 4(a)(2) of the Securities Act.
+Added: During the three
+Added: months ended September 30, 2021, the Company issued 8,300 shares to Scott D.
+Added: Kaufman, our Chief Executive Officer, in satisfaction of
+Added: $83,333 of compensation payable to Mr.
+Added: Kaufman under his Employment Agreement and 4,000 shares to Heidi C.
+Added: Bowman, our Chief Financial
+Added: Officer, in satisfaction of $40,000 of compensation payable to Ms.
+Added: Bowman under her Employment Agreement.
+Added: Each share of our Series A
+Added: Preferred Stock is convertible into a number of shares of our Common Stock determined by dividing the aggregate stated value for the
+Added: Series A Preferred Stock being converted (initially $10.00 per share, subject to adjustment as set forth in the currently effective Series
+Added: A Certificate of Designation) by the then-applicable conversion price (initially $0.25 per share, subject to adjustment as set forth
+Added: in the currently effective Series A Certificate of Designation).
+Added: We issued the foregoing securities in reliance on the exemption from
+Added: registration provided under Section 4(a)(2) of the Securities Act.
March 1, 2021, we issued warrants to purchase shares of Common Stock to our advisors and consultants as follows:
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contained in Section 4(a)(2) of the Securities Act and Regulation D promulgated thereunder.
+Added: 10b5-1 Sales Trading Plans
+Added: of the Company held, and/or managed by, Bristol Capital Advisors, LLC and Bristol Investment Fund, Ltd., of which Paul L.
+Added: director and 10% shareholder of the Company, is the beneficial owner, is subject to a Rule 10b5-1 Sales Trading Plan attached as Exhibit
+Added: Under the 10b5-1 plan, shares that are sold are subject to the discretion of the plan administrator.
+Added: of the Company held, and/or managed by, Barlock Capital Management LLC and Barlock 2019 Fund L.P., of which Scott D.
+Added: Kaufman, our Chairman,
+Added: CEO and 10% shareholder is the beneficial owner, is subject to a Rule 10b5-1 Sales Trading Plan attached as Exhibit 99.2.
+Added: 10b5-1 plan, shares that are sold are subject to the discretion of the plan administrator.
+Added: Awareness Campaign
+Added: 2011, the Company has been in the live pop culture convention industry.
+Added: With the advent of COVID 19 and the curtailment of the convention
+Added: industry, our board of directors determined it was in the best interest of our shareholders to repurpose the business direction of the
+Added: Accordingly, we are now engaged in mining cryptocurrencies and have changed the name of the Company from Wizard Brands, Inc.
+Added: to Creek Road Miners, Inc.
+Added: to reflect this new direction.
+Added: keep the investment markets informed of the direction of our business enterprise, we have determined to implement a business awareness
+Added: campaign with the assistance of CDMG, Inc.
+Added: and Retro Wall Street Consulting, LLC.
+Added: Our engagement contracts with CDMG, Inc.
+Added: attached as Exhibits 10.13 and 10.14.
+Added: Our engagement contract with Retro Wall Street Consulting, LLC is attached as
+Added: The Company will pay all expenses in connection with the campaign.
Amended and Restated Certificate of Incorporation (Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on August 14, 2020.)
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and Leviston Resources LLC.
+Added: (Incorporated by reference to Exhibit 10.8 to the Registrant’s Quarterly Report on Form 10-Q filed on August 13, 2021.)
Amendment No.
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and Leviston Resources LLC.
+Added: (Incorporated by reference to Exhibit 10.9 to the Registrant’s Quarterly Report on Form 10-Q filed on August 13, 2021.)
Amendment No.
1 to Series B Preferred Stock Purchase Warrant (Series 1) issued to Leviston Resources LLC.
+Added: (Incorporated by reference to Exhibit 10.10 to the Registrant’s Quarterly Report on Form 10-Q filed on August 13, 2021.)
Amendment No.
1 to Series B Preferred Stock Purchase Warrant (Series 2) issued to Leviston Resources LLC.
+Added: (Incorporated by reference to Exhibit 10.11 to the Registrant’s Quarterly Report on Form 10-Q filed on August 13, 2021.)
Amended and Restated Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock.
+Added: (Incorporated by reference to Exhibit 10.12 to the Registrant’s Quarterly Report on Form 10-Q filed on August 13, 2021.)
+Added: Contract with CDMG, Inc.
+Added: Contract with CDMG, Inc.
+Added: Contract with Retro Wall Street Consulting, LLC.
Certification by the Principal Executive Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).
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1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: Rule 10b5-1 Sales Trading Plan (Bristol) *
+Added: Rule 10b5-1 Sales Trading Plan (Barlock) *
+Added: Creek Road Miners, Inc.
+Added: Slide Presentation *
Instance Document *
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ROAD MINERS, INC.
−Removed: August 13, 2021
+Added: November 12, 2021
Executive Officer and President
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.