UNREGISTERED SALES OF EQUITY SECURITIES, USE OF PROCEEDS, AND ISSUER PURCHASES OF EQUITY SECURITIES
−Removed: The following table provides information regarding our purchases of common stock during the three months ended September 30, 2023.
−Removed: number of shares purchased (1)
−Removed: price paid per share
+Added: The following table provides information regarding our purchases of common stock during the three months ended December 31, 2023.
+Added: purchased (1)
+Added: price paid per
Total number of
6 unchanged sentences
under the plans or
−Removed: July 1, 2023 through July 31, 2023
−Removed: Aug 1, 2023 through Aug 31, 2023
−Removed: Sep 1, 2023 through Sep 30, 2023
+Added: Oct 1, 2023 through Oct 31, 2023
+Added: Nov 1, 2023 through Nov 30, 2023
+Added: Dec 1, 2023 through Dec 31, 2023
All shares were acquired in open-market purchases.
2 unchanged sentences
22, 2023, our board of directors authorized the repurchase of up to 1,000,000 shares of our outstanding common stock, over a 12-month period beginning May 28, 2023.
−Removed: The timing and expiration date of the current stock repurchase authorizations are included in Note 11 , “Stockholders’ Equity” to our
−Removed: unaudited consolidated financial statements included elsewhere in this report.
+Added: The timing and expiration date of the current stock repurchase authorizations are included in Note 11 , “Stockholders’ Equity”
+Added: to our unaudited consolidated financial statements included elsewhere in this report.
DEFAULTS UPON SENIOR SECURITIES
4 unchanged sentences
Insider Trading Arrangements and Policies
−Removed: During the three months ended September 30, 2023, none of our directors or officers (as defined in
−Removed: Rule 16a-1 under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 105b-1 trading arrangement” (as those terms are defined in Item 408 of Regulation S-K), except the following Rule 10b5-1
−Removed: trading arrangements adopted that are intended to satisfy the affirmative defense of Rule 10b5-1(c):
−Removed: Adoption date
−Removed: Aggregate number of shares to be sold
−Removed: Darren Raiguel
−Removed: Chief Operating Officer and President of ePlus Technology, inc.
−Removed: August 22, 2023
−Removed: August 22, 2023-November 19, 2024
−Removed: Elaine Marion
−Removed: Chief Financial Officer
−Removed: September 14, 2023
−Removed: September 14, 2023 - December 15, 2024
−Removed: Subject to compliance with Rule 10b5-1, duration could cease earlier than the final date shown above to the extent that the aggregate number of shares to be sold under the trading arrangement have been
−Removed: sold and trading may not begin on the first date of the duration.
−Removed: Additionally, certain of our executive officers may participate in employee
−Removed: stock purchase plans that have been designed to comply with Rule 10b5-1(c) under the Exchange Act.
+Added: During the three months ended December 31, 2023, no director or executive officer of e Plus inc.
+Added: adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: Certain of our executive officers may
+Added: participate in employee stock purchase plans that have been designed to comply with Rule 10b5-1(c) under the Exchange Act.
Exhibit Description
Amended and Restated Certificate of Incorporation, as last amended September 18, 2023.
+Added: (Incorporated herein by reference to Exhibit 3.1 to our Quarterly Report on Form 10-Q for the period
+Added: ended September 30, 2023).
Amended and Restated Bylaws of e Plus inc., as of March 2, 2022.
(Incorporated herein by reference to Exhibit 3.2 to our Annual Report on Form 10-K for the fiscal year ended March 31, 2022).
+Added: Form of Cash Performance Award Agreement.
+Added: (Incorporated herein by reference to Exhibit 10.1 to our Current Report on Form 8-K as filed with the Securities and Exchange Commission on November 22, 2023).
+Added: Form of Performance Stock Unit Award Notice and Award Agreement.
+Added: (Incorporated herein by reference to Exhibit 10.2 to our Current Report on Form 8-K as filed with the Securities and Exchange Commission on November 22, 2023).
Certification of the Chief Executive Officer of e Plus inc.
12 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 7, 2023
−Removed: Chief Executive Officer and President
+Added: February 6, 2024
+Added: Chief Executive Officer and
(Principal Executive Officer)
−Removed: November 7, 2023
+Added: February 6, 2024
/s/ ELAINE D.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.