Other Information
−Removed: During the quarter ended June 30, 2023, no director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408 of Regulation S-K).
+Added: During the quarter ended September 30, 2023, no director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408 of Regulation S-K).
The following exhibits are included herein:
−Removed: 10.1 Park-Ohio Holdings Corp.
−Removed: 2021 Equity and Incentive Compensation Plan (Amended and Restated Effective May 17, 2023) (incorporated by reference to exhibit 4.3 to the Company’s Registration Statement on Form S-8 filed on May 23, 2023, Registration No.
−Removed: 333-225915) and incorporated by reference and made a part hereof)
+Added: 4.1 Amendment no.
+Added: 8 to the Seventh Amended and Restated Credit Agreement, dated September 13, 2023, among Park-Ohio Industries, Inc., RB&W Corporation of Canada, the European Borrowers (as defined therein) party thereto, the other Loan Parties (as defined therein), the Lenders (as defined therein), JPMorgan Chase Bank, N.A., as administrative agent, JPMorgan Chase Bank, N.A., Toronto Branch, as Canadian agent, J.P.
+Added: Morgan Europe Limited, as European agent and J.P.
+Added: Morgan Securities Inc., as sole lead arranger and bookrunning manager.
+Added: (filed as Exhibit 4.1 to Form 8-K of Park-Ohio Holdings Corp.
+Added: filed on September 18, 2023, SEC File No.
+Added: 000-03134 and incorporated herein by reference).
31.1 Principal Executive Officer’s Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
13 unchanged sentences
(Principal Financial and Accounting Officer)
−Removed: August 3, 2023
+Added: November 2, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.