1 unchanged sentence
Evaluation of Disclosure Controls and Procedures
−Removed: Christopher Martin, the Company’s Principal Executive Officer, and Thomas M.
+Added: Labozzetta, the Company’s Principal Executive Officer, and Thomas M.
Lyons, the Company’s Principal Financial Officer, conducted an evaluation of the effectiveness of the Company’s disclosure controls and procedures (as defined in Rule 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended) as of December 31, 2021.
19 unchanged sentences
Other Information
+Added: Disclosure Regarding Jurisdictions that Prevent Inspections
Directors, Executive Officers and Corporate Governance
24 unchanged sentences
an exercise price of $20.62 for 107,240 stock options granted in 2020;
−Removed: an exercise price of $27.25 for 41,685 stock options granted in 2019;
and an exercise price of $20.66 for 56,605 stock options granted in 2021 under the Company’s stock-based compensation plans.
18 unchanged sentences
(a)(3) Exhibits
−Removed: 2.1 Agreement and Plan of Merger by and between Pro vident Financial Services , Inc .
+Added: 2.1 Agreement and Plan of Merger by and between Provident Financial Services, Inc.
and SB One Bancorp.
−Removed: ( F iled as Exhibit 10.2 to the C ompany's Current Re port on Form 8-K ( F ile N o.
−Removed: 001-31566) filed with the Securit i es and Exchange Commission on March 12, 2020)
+Added: (Filed as Exhibit 10.2 to the Company's Current Report on Form 8-K (File No.
+Added: 001-31566) filed with the Securities and Exchange Commission on March 12, 2020)
3.1 Certificate of Incorporation of Provident Financial Services, Inc.
6 unchanged sentences
(Filed as an exhibit to the Company’s December 31, 2019 Annual Report to Stockholders on Form 10-K filed with the Securities and Exchange Commission on March 1, 2020/File No.
−Removed: 4.3 Form of Subordinated Note Certificate
−Removed: 4.4 Form of Senior Debt Indenture
−Removed: 4.5 Form of Subordinated Debt Indenture
−Removed: 10.1 Employment Agreement by and between Provident Financial Services, Inc .
−Removed: and Christopher Martin dated September 23, 2009.
−Removed: (Filed as an exhibit to the Company’s September 30, 2009 Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2009/ File No.
+Added: 4.3 Form of Subordinated Note Certificate (Filed as an exhibit to the Company’s Current Report to the Company’s December 31, 2020 Annual Report to Stockholders on Form 10-K filed with the Securities and Exchange Commission on March 1, 2021/File No.
+Added: 4.4 Form of Senior Debt Indenture (Filed as an exhibit to the Company’s Current Report to the Company’s December 31, 2020 Annual Report to Stockholders on Form 10-K filed with the Securities and Exchange Commission on March 1, 2021/File No.
+Added: 4.5 Form of Subordinated Debt Indenture (Filed as an exhibit to the Company’s Current Report to the Company’s December 31, 2020 Annual Report to Stockholders on Form 10-K filed with the Securities and Exchange Commission on March 1, 2021/File No.
+Added: 10.1 Executive Ch airman Agreement by and between Provident Financial Services, Inc.
+Added: and Christopher Martin dated December 31 , 20 21 (Filed as an exhibit to the Company’s Current Report on Form 8 -K with the Securities and Exchange Commission on January 6 , 20 22 / File No.
10.2 Change in Control Agreement by and between Provident Financial Services, Inc.
−Removed: and Christopher Martin dated as of December 16, 2015.
−Removed: (Filed as Exhibit 10.2 to the Company’s December 31, 2015 Annual Report to Stockholders on Form 10-K filed with the Securities and Exchange Commission on February 29, 2016/File No.
+Added: and Christopher Martin dated December 31 , 20 21 (Filed as an e xhibit to the Company’s Current Report on Form 8-K with the Securities and Exchange Commission on January 6 , 20 22 /File No.
10.3 Employment Agreement, dated March 11, 2020, by and between Provident Financial Services, Inc.
13 unchanged sentences
10.7 Supplemental Executive Retirement Agreement, as amended by the benefit of Anthony J.
+Added: (Filed as an exhibit to the Company’s Current Report to the Company’s December 31, 2020 Annual Report to Stockholders on Form 10-K filed with the Securities and Exchange Commission on March 1, 2021/File No.
10.8 Form of Three-Year Change in Control Agreement between Provident Financial Services, Inc.
46 unchanged sentences
March 1, 2022 By:
−Removed: /s/ Christopher Martin
−Removed: Christopher Martin
−Removed: Chairman and Chief Executive Officer (Principal Executive Officer)
+Added: /s/ Anthony J.
+Added: President and Chief Executive Officer (Principal Executive Officer)
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
−Removed: /s/ Christopher Martin
+Added: /s/ Anthony J.
/s/ Thomas M.
−Removed: Christopher Martin,
+Added: President and
Chief Executive Officer
5 unchanged sentences
March 1, 2022
−Removed: /s/ Anthony J.
−Removed: Chief Operating Officer and Director
+Added: /s/ Christopher Martin
+Added: Christopher Martin
+Added: Executive Chairman
Executive Vice President and Chief Accounting Officer (Principal Accounting Officer)
9 unchanged sentences
/s/ Ursuline F.
+Added: /s/ Terence Gallagher
+Added: Terence Gallagher,
March 1, 2022 Date:
March 1, 2022
−Removed: /s/ Terence Gallagher
/s/ Matthew K.
−Removed: Terence Gallagher,
+Added: /s/ Carlos Hernandez
+Added: Carlos Hernandez,
March 1, 2022 Date:
March 1, 2022
−Removed: /s/ Carlos Hernandez By:
/s/ Edward J.
−Removed: Carlos Hernandez,
−Removed: Director Edward J.
+Added: /s/ Nadine Leslie
+Added: Director Nadine Leslie,
March 1, 2022 Date:
7 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.