UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
−Removed: On August 4, 2021, as a result of our underwritten IPO, our Board approved the termination of the standard repurchase program (“SRP”).
−Removed: During the nine months ended September 30, 2021, we did not repurchase any shares prior to our underwritten initial public offering, which closed on July 19, 2021.
−Removed: PHILLIPS EDISON & COMPANY
−Removed: SEPTEMBER 30, 2021 FORM 10-Q
−Removed: Description Reference
−Removed: 3.1 Fifth Articles of Amendment and Restatement of Phillips Edison & Company, Inc., as amended
−Removed: Form 10-Q, filed August 5, 2021.
−Removed: 3.2 Fifth Amended and Restated Bylaws of Phillips Edison & Company, Inc.
−Removed: Form 8-K, filed July 19, 2021, Exhibit 3.1
−Removed: 4.1 Form of Indenture, by and among Phillips Edison & Company, Inc., as issuer, and U.S.
−Removed: Bank National Association, as trustee
−Removed: Form S-3, filed August 25, 2021, Exhibit 4.2
−Removed: 4.2 Form of Indenture, by and among Phillips Edison Grocery Center Operating Partnership I, L.P., as issuer, and U.S.
−Removed: Bank National Association, as trustee
−Removed: Form S-3, filed August 25, 2021, Exhibit 4.3
−Removed: 10.1 First Amendment to Credit Agreement, by and among Phillips Edison Grocery Center Operating Partnership I, L.P., Phillips Edison & Company, Inc., the Lenders and Capital One, National Association, as administrative agent, dated November 16, 2018
−Removed: Form S-11/A, filed July 7, 2021, Exhibit 10.4
−Removed: 10.2 Credit Agreement among Phillips Edison Grocery Center Operating Partnership I, L.P., Phillips Edison & Company, Inc., the lenders party thereto, and PNC Bank, National Association as administrative agent, dated July 2, 2021
−Removed: Form 8-K, filed July 2, 2021, Exhibit 10.1
−Removed: 10.3 Tax Protection Agreement by and among Phillips Edison & Company, Inc., Phillips Edison Grocery Center Operating Partnership I, L.P., and each Protected Partner identified as a signatory on Schedule I
−Removed: Form 8-K, filed July 19, 2021, Exhibit 10.1
−Removed: 10.4 Form of LTIP Listing Equity Grant
−Removed: Form S-11/A, filed July 7, 2021, Exhibit 10.32
−Removed: 10.5 Form of LTIP Listing Equity Grant (Murphy)
−Removed: Form S-11/A, filed July 7, 2021, Exhibit 10.33
−Removed: 10.6 Form of RSU Listing Equity Grant
−Removed: Form S-11/A, filed July 7, 2021, Exhibit 10.34
−Removed: 10.7 Form of Restricted Stock Listing Equity Grant
−Removed: Form S-11/A, filed July 7, 2021, Exhibit 10.35
−Removed: 31.1 * Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: 31.2 * Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: 32.1 * Certification of Principal Executive Officer pursuant to 18 U.S.C.
−Removed: 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 32.2 * Certification of Principal Financial Officer pursuant to 18 U.S.C.
−Removed: 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
−Removed: 101.SCH Inline XBRL Taxonomy Extension Schema Document
−Removed: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: 101.DEF Inline XBRL Taxonomy Definition Linkbase Document
−Removed: 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in exhibit 101)
−Removed: *Filed herewith
−Removed: PHILLIPS EDISON & COMPANY
−Removed: SEPTEMBER 30, 2021 FORM 10-Q
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: PHILLIPS EDISON & COMPANY, INC.
−Removed: November 4, 2021 By:
−Removed: /s/ Jeffrey S.
−Removed: Chairman of the Board and Chief Executive Officer (Principal Executive Officer)
−Removed: November 4, 2021 By:
−Removed: Chief Financial Officer, Senior Vice President and Treasurer (Principal Financial Officer)
−Removed: PHILLIPS EDISON & COMPANY
−Removed: SEPTEMBER 30, 2021 FORM 10-Q
+Added: UNREGISTERED SALE OF SECURITIES —During the three months ended March 31, 2022, we issued an aggregate of approximately 533,000 shares of common stock in redemption of approximately 533,000 OP units.
+Added: These shares of common stock were issued in reliance on an exemption from registration under Section 4(a)(2) of the Securities Act of 1933, as amended.
+Added: We relied on the exemption under Section 4(a)(2) based upon factual representations received from the limited partners who received the shares of common stock.
+Added: SHARE REPURCHASES —We do not have a publicly announced repurchase plan in effect.
+Added: The table below summarizes other repurchases of our common stock made during the three months ended March 31, 2022:
+Added: Period Total Number of Shares Repurchased Average Price Paid per Share Total Number of Shares Purchased as Part of a Publicly Announced Plan or Program Approximate Dollar Value of Shares That May Yet Be Repurchased Under the Program
+Added: January 2022 (1)
+Added: 28,294 $ 32.91 — N/A
+Added: February 2022 — — — N/A
+Added: March 2022 (1)
+Added: 1,492 32.02 — N/A
+Added: (1) Represents common shares surrendered to us to satisfy statutory minimum tax withholding obligations associated with the vesting of restricted stock awards under our equity-based compensation plan which were repurchased at an aggregate purchase price of approximately $1.0 million (average price of $32.86 per share).
+Added: DEFAULTS UPON SENIOR SECURITIES
+Added: MINE SAFETY DISCLOSURES
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.