2 unchanged sentences
Exhibit Description
−Removed: Form of Warrant issued under the Venture Loan and Security Agreement, dated August 24, 2022.
−Removed: Venture Loan and Security Agreement, dated August 24, 2022, by and among Horizon Technology Finance Corporation, as a lender and collateral agent, Powerscourt Investments XXV, LP, as a lender,
−Removed: PDS Operating Corporation, as a guarantor, and PDS Biotechnology Corporation, as borrower.
−Removed: At Market Issuance Sales Agreement dated August 24, 2022 by and between PDS Biotechnology Corporation, B.
−Removed: Riley Securities, Inc., and BTIG, LLC (incorporated by reference to Exhibit 1.2 to the
−Removed: Registration Statement on Form S-3 filed by PDS Biotechnology Corporation on August 24, 2022, Reg.
−Removed: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act
−Removed: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act
+Added: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley
+Added: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley
Certification of Principal Executive Officer Pursuant to 18 U.S.C.
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Filed herewith (unless otherwise noted as being furnished herewith)
−Removed: Certain portions of the Exhibit have been redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
PDS Biotechnology Corporation
−Removed: November 14, 2022
/s/ Frank Bedu-Addo
−Removed: Frank Bedu-Addo
+Added: Frank Bedu-Addo, Ph.D.
President and Chief Executive Officer
(Principal Executive Officer)
−Removed: November 14, 2022
/s/ Matthew Hill
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.