52 unchanged sentences
September 10, 2020
+Added: /s/ Katrina M.K.
+Added: September 10, 2020
INDEX TO EXHIBITS
6 unchanged sentences
Amended and Restated 2004 Directors Stock Option Plan (incorporated herein by reference to Exhibit 4.2 to the Companys Form S-8 filed February 15, 2012).
+Added: Pro-Dex, Inc.
+Added: 2016 Equity Incentive Plan (incorporated herein by reference to Appendix A to our Schedule 14A filed October 17, 2016).
Form of Indemnification Agreement for directors and certain officers (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed October 29, 2008).
3 unchanged sentences
Amended and Restated Employee Severance Policy effective as of September 16, 2014 (incorporated herein by reference to Exhibit 10.5 to the Companys Form 10-Q filed May 14, 2015).
−Removed: At the Market Offering Agreement, dated February 16, 2017 by and between Pro-Dex, Inc.
−Removed: and Ascendiant Capital Markets LLC (incorporated herein by reference to Exhibit 1.1 to the Companys Form 8-K filed on February 16, 2017).
−Removed: Business Loan Agreement, dated March 28, 2017 between Pro-Dex, Inc.
−Removed: and Farmers and Merchants Bank of Long Beach (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on April 21, 2017).
Secured Convertible Promissory Note, dated April 19, 2017 by and between Pro-Dex, Inc.
2 unchanged sentences
Second Amendment to Standard Industrial/Commercial Multi-Tenant Lease Net by and between Irvine Business Properties and Pro-Dex, Inc., dated September 19, 2017 (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on September 20, 2017).
−Removed: Participation Agreement by and between FS Special Opportunities I, L.P.
−Removed: and Pro-Dex, Inc., dated September 20, 2017 (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on September 25, 2017).
Form of Performance Award Agreement for Employees of Pro-Dex, Inc.
2016 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on December 8, 2017).
−Removed: Asset Purchase Agreement by and between Mike Bynum and Pro-Dex, Inc., dated April 11, 2018 (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on April 16, 2018).
−Removed: Change in Terms Agreement, dated April 6, 2018, by between Farmers and Merchants Bank of Long Beach and Pro-Dex, Inc.
−Removed: (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on April 17, 2018).
−Removed: Amendment #1 to Business Loan Agreement, dated April 6, 2018, by between Farmers and Merchants Bank of Long Beach and Pro-Dex, Inc.
−Removed: (incorporated herein by reference to Exhibit 10.2 to the Companys Form 8-K filed on April 17, 2018).
−Removed: Secured Promissory Note by and between Four Boys Industries, Inc.
−Removed: and Pro-Dex, Inc., dated May 9, 2018 (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on May 30, 2018).
Credit Agreement, dated September 6, 2018 between Pro-Dex, Inc.
6 unchanged sentences
in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.4 to the Companys Form 8-K filed on September 7, 2018).
+Added: Change in Terms Agreement dated September 6, 2019 by and between Minnesota Bank & Trust and Pro-Dex, Inc.
+Added: (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed on October 1, 2019).
+Added: Standard Offer, Agreement and Escrow Instructions for Purchase of Real Estate by and between Pro-Dex, Inc.
+Added: and 14401 Franklin, LLC.
+Added: (incorporated herein by reference to Exhibit 10.1 to the Company ’ s Form 8-K filed on September 8, 2020).
Consent of Independent Registered Public Accounting Firm.
14 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.