Item 5. Other Information
Item 5. Other Information
During the fiscal quarter ended
March 31, 2025, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted or terminated a “Rule
10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as those terms are defined in Item 408 of Regulation
S-K).
Item 6. Exhibits
The exhibits filed as part of this Quarterly Report on
Form 10-Q are set forth in the “ Exhibit Index ” below.
42
SIGNATURES
Pursuant to the requirements of
Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PAVmed Inc.
May 14, 2025
By:
/s/ Dennis M McGrath
Dennis M McGrath
President and Chief Financial Officer
(Principal Financial and Accounting Officer)
43
EXHIBIT INDEX
Incorporation by Reference
Exhibit No.
Description
Form
Exhibit No.
Date
3.1.1
Certificate of Incorporation
S-1
3.1
4/22/2015
3.1.2
Certificate of Amendment to Certificate of Incorporation
S-1
3.2
4/22/2015
3.1.3
Certificate of Amendment to Certificate of Incorporation, dated October 1, 2018
8-K
3.1
10/2/2018
3.1.4
Certificate of Amendment to Certificate of Incorporation, dated June 26, 2019
8-K
3.1
6/27/2019
3.1.5
Certificate of Amendment to Certificate of Incorporation, dated July 24, 2020
8-K
3.1
7/27/2020
3.1.6
Certificate of Amendment to Certificate of Incorporation, dated June 21, 2022
8-K
3.1
6/22/2022
3.1.7
Certificate of Amendment to Certificate of Incorporation, dated January 15, 2025
8-K
3.1
1/15/2025
3.1.8
Form of Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Preferred Stock
8-K/A
3.1
4/20/2018
3.1.9
Form of Certificate of Designation of Preferences, Rights and Limitations of Series C Convertible Preferred Stock
8-K
4.1
1/21/2025
10.1
Pre-Funded Warrants, dated February 21, 2025.
*
10.2
Registration Rights Agreement, dated February 21, 2025.
*
31.1
Certification
of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
31.2
Certification
of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
32.1
Certification
of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002
*
32.2
Certification
of Principal Financial and Accounting Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002.
*
101.INS
Inline
XBRL Instance Document
*
101.CAL
Inline
XBRL Taxonomy Extension Schema
*
101.DEF
Inline
XBRL Taxonomy Extension Calculation Linkbase
*
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase
*
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase
*
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document)
*
44
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.