Other Information
−Removed: the fiscal quarter ended September 30, 2024, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted
−Removed: or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as those terms are
−Removed: defined in Item 408 of Regulation S-K).
−Removed: The information set forth in Part I, Item 2 in the first paragraph under the caption “ Recent Developments
−Removed: — Management Services Agreement/Payroll Benefits and Expense Reimbursement Agreement with Lucid Diagnostics ” is incorporated
−Removed: herein by reference.
−Removed: exhibits filed as part of this Quarterly Report on Form 10-Q are set forth in the “ Exhibit Index ” below.
−Removed: to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
−Removed: on its behalf by the undersigned, thereunto duly authorized.
+Added: During the fiscal quarter ended
+Added: March 31, 2025, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted or terminated a “Rule
+Added: 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as those terms are defined in Item 408 of Regulation
+Added: The exhibits filed as part of this Quarterly Report on
+Added: Form 10-Q are set forth in the “ Exhibit Index ” below.
+Added: Pursuant to the requirements of
+Added: Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
+Added: undersigned, thereunto duly authorized.
+Added: /s/ Dennis M McGrath
Dennis M McGrath
−Removed: and Chief Financial Officer
−Removed: Financial and Accounting Officer)
−Removed: Incorporation
−Removed: Ninth Amendment to Management Services Agreement, dated as of August 6, 2024, by and between PAVmed Inc.
−Removed: and Lucid Diagnostics Inc.
−Removed: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Principal Executive Officer pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal Financial and Accounting Officer pursuant to 18 U.S.C.
+Added: President and Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
+Added: EXHIBIT INDEX
+Added: Incorporation by Reference
+Added: Certificate of Incorporation
+Added: Certificate of Amendment to Certificate of Incorporation
+Added: Certificate of Amendment to Certificate of Incorporation, dated October 1, 2018
+Added: Certificate of Amendment to Certificate of Incorporation, dated June 26, 2019
+Added: Certificate of Amendment to Certificate of Incorporation, dated July 24, 2020
+Added: Certificate of Amendment to Certificate of Incorporation, dated June 21, 2022
+Added: Certificate of Amendment to Certificate of Incorporation, dated January 15, 2025
+Added: Form of Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Preferred Stock
+Added: Form of Certificate of Designation of Preferences, Rights and Limitations of Series C Convertible Preferred Stock
+Added: Pre-Funded Warrants, dated February 21, 2025.
+Added: Registration Rights Agreement, dated February 21, 2025.
+Added: Certification
+Added: of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification
+Added: of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification
+Added: of Principal Executive Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
+Added: Certification
+Added: of Principal Financial and Accounting Officer pursuant to 18 U.S.C.
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
XBRL Instance Document
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.