Other Information — In the last fiscal quarter, none of our directors or executive officers adopted , terminated , or modified any Rule 10b5-1 trading arrangement, or any non-Rule 10b5-1 trading arrangement.
−Removed: At the 2025 Annual Meeting of Stockholders held on May 28, 2025, the Company's stockholders recommended, by a non-binding advisory vote, that a stockholder vote to approve the
−Removed: Ambac Financial Group, Inc.
−Removed: Second Quarter 2025 Form 10-Q
−Removed: Table o f Contents
−Removed: compensation of our named executive officers should occur every year.
−Removed: In accordance with the stockholders' recommendation, the Company has determined that an advisory vote on the compensation of our named executive officers will be conducted every year, until the next required vote on the frequency of
−Removed: stockholder votes on the compensation of our named executive officers.
+Added: At the 2025 Annual Meeting of Stockholders held on May 28, 2025, the Company's stockholders recommended, by a non-binding advisory vote, that a stockholder vote to approve the compensation of our named executive officers should occur every year.
+Added: In accordance with the stockholders' recommendation, the Company has determined that an advisory vote on the compensation of our named executive officers will be conducted every year, until the next required vote on the frequency of stockholder votes on the compensation of our named executive officers.
No other matters require disclosure.
1 unchanged sentence
Other exhibits, filed or furnished, as indicated:
−Removed: 10.1 First Amendment to the Stock Purchase Agreement, by and between Ambac Financial Group, Inc.
−Removed: and American Acorn Corporation, dated as of July 3, 2025 (incorporated herein by reference to exhibit 2.1 in the Current Report on Form 8-K filed on July 7, 2025).
−Removed: 10.2 Letter Agreement, by and between Ambac Financial Group, Inc.
−Removed: and American Acorn Corporation, dated as of July 3, 2025 (incorporated herein by reference to exhibit 10.1 in the Current Report on Form 8-K filed on July 7, 2025).
−Removed: 10.3+ First Amendment dated as of June 10, 2025 to the Credit Agreement, by and between Ambac Financial Group, Cirrata V LLC, Cirrata Group, LLC, Cirrata V UK Ltd and UBS AG, dated as of August 1, 2024.
−Removed: 10.4+ Form of 2025 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc.
−Removed: LeBlanc, Trick, Ksenak, McGinnis and Ms.
−Removed: 10.5+ Form of 2025 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc.
−Removed: LeBlanc, Trick, Ksenak, McGinnis and Ms.
31.1+ Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) Promulgated under the Securities Exchange Act of 1934, as amended.
13 unchanged sentences
AMBAC FINANCIAL GROUP, INC.
−Removed: August 7, 2025 By:
+Added: November 10, 2025 By:
/s/ DAVID TRICK
3 unchanged sentences
Ambac Financial Group, Inc.
−Removed: Second Quarter 2025 Form 10-Q
+Added: Third Quarter 2025 Form 10-Q
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.