1 unchanged sentence
| Ambac Financial Group, Inc.
−Removed: 81 2021 Third Quarter FORM 10-Q |
+Added: 71 2022 First Quarter FORM 10-Q |
Number Description
Other exhibits, filed or furnished, as indicated:
−Removed: 4.1 Indenture, dated as of July 6, 2021, between Sitka Holdings, LLC and The Bank of New York Mellon, as trustee and note collateral agent (Incorporated by reference to exhibit 4.1 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
−Removed: 4.2 Form of LIBOR plus 4.50% Floating Rate Senior Secured Notes due 2026 (Incorporated by reference to exhibit 4.1 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
−Removed: 4.3 Promissory Note and Security Agreement issued by Ambac Assurance Corporation in favor of Sitka Holdings, LLC (Incorporated by reference to exhibit 4.3 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
−Removed: 10.1 Collateral Agreement, dated as of July 6, 2021, made by Sitka Holdings, LLC in favor of The Bank of New York Mellon, as note collateral agent and trustee (Incorporated by reference to exhibit 10.1 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
−Removed: 10.2 Financial Guaranty Insurance Policy, dated July 6, 2021, issued by Ambac Assurance Corporation (Incorporated by reference to exhibit 10.2 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
+Added: 10.1+ Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc.
+Added: LeBlanc, Trick and Ksenak.
+Added: 10.2+ Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc.
+Added: Barranco, Eisman, McGinnis and Ms.
+Added: 10.3+ Form of 2022 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc.
+Added: LeBlanc, Trick and Ksenak.
+Added: 10.4+ Form of 2022 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc.
+Added: Barranco, Eisman, McGinnis and Ms.
31.1+ Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) Promulgated under the Securities Exchange Act of 1934, as amended.
13 unchanged sentences
AMBAC FINANCIAL GROUP, INC.
−Removed: November 8, 2021 By:
+Added: May 10, 2022 By:
/S/ DAVID TRICK
3 unchanged sentences
| Ambac Financial Group, Inc.
−Removed: 82 2021 Third Quarter FORM 10-Q |
+Added: 72 2022 First Quarter FORM 10-Q |
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.