NEXGEL, INC. 10-K

Item 5. Market for the Registrants Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities Market Information Our common stock is traded on NASDAQ Capital Markets under the symbol “NXGL” and certain warrants to purchase our common stock issued on December 27, 2021 are trade on NASDAQ Capital Markets under the symbol “NXGLW.” Holders As of April 10, 2024, there were over 1,074 shareholders of record and 6,227,624 shares of common stock outstanding. On November 29, 2021, we effected a 1-for-35 reverse stock split of our issued and outstanding common stock (the “Reverse Stock Split”). As a result of the Reverse Stock Split, each issued and outstanding share of our common stock, and the per share exercise price of and number of shares of our common stock underlying our outstanding equity awards and warrants, was automatically proportionally adjusted based on the 1-for-35 Reverse Stock Split ratio. No fractional shares of common stock were issued in connection with the reverse stock split, and all such fractional interests were rounded up to the nearest whole number. Sales of Unregistered Securities during the Fiscal Year Ended December 31, 2023 The Company did not sell any unregistered securities during the fiscal year ended December 31, 2023. Issuer Repurchases of Securities during the Fiscal Year Ended December 31, 2023 The Company did not repurchase any of its securities during the fiscal year ended December 31, 2023. Item 6. [Reserved] The Company is a smaller reporting company as defined by Rule 12b-2 of the Securities Exchange Act of 1934 and is not required to provide the information under this item.