OTHER INFORMATION
−Removed: During the three months ended February 29, 2024, none of our directors or “officers” (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of SEC Regulation S-K.
+Added: During the three months ended May 31, 2024, none of our directors or “officers” (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of SEC Regulation S-K.
The following exhibits are being filed or furnished with this quarterly report on Form 10-Q:
−Removed: Northern Technologies International Corporation 2024 Stock Incentive Plan (Incorporated by reference to Exhibit 10.1 to NTIC’ s Current Report on Form 8-K as filed with the Securities and Exchange Commission on January 19, 2024 (File No.
−Removed: Form of Incentive Stock Option Agreement for use with the Northern Technologies International Corporation 2024 Stock Incentive Plan (Incorporated by reference to Exhibit 10.2 to NTIC’ s Current Report on Form 8-K as filed with the Securities and Exchange Commission on January 19, 2024 (File No.
−Removed: Form of Non-Statutory Stock Option Agreement for use with the Northern Technologies International Corporation 2024 Stock Incentive Plan (Incorporated by reference to Exhibit 10.3 to NTIC’ s Current Report on Form 8-K as filed with the Securities and Exchange Commission on January 19, 2024 (File No.
−Removed: Form of Restricted Stock Unit Award Agreement for use with the Northern Technologies International Corporation 2024 Stock Incentive Plan (Incorporated by reference to Exhibit 10.4 to NTIC ’ s Current Report on Form 8-K as filed with the Securities and Exchange Commission on January 19, 2024 (File No.
Certification of President and Chief Executive Officer pursuant to SEC Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
−Removed: The following materials from NTIC’s Quarterly Report on Form 10-Q for the fiscal quarter ended February 29, 2024, formatted in Inline XBRL (Extensible Business Reporting Language):
+Added: The following materials from NTIC’s Quarterly Report on Form 10-Q for the fiscal quarter ended May 31, 2024, formatted in Inline XBRL (Extensible Business Reporting Language):
(i) the unaudited Consolidated Balance Sheets, (ii) the unaudited Consolidated Statements of Operations, (iii) the unaudited Consolidated Statements of Comprehensive Income, (iv) the unaudited Consolidated Statements of Equity, (v) the unaudited Consolidated Statements of Cash Flows, and (vi) Notes to Consolidated Financial Statements (filed herewith)
3 unchanged sentences
/s/ Matthew C.
−Removed: April 11, 2024
+Added: July 11, 2024
Wolsfeld, CPA
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.