7 unchanged sentences
of Amendment and Restatement (1)
−Removed: Articles of Amendment (2)
−Removed: Articles of Amendment (3)
of Amendment (2)
−Removed: Second Amended and Restated Bylaws (4)
+Added: of Amendment (3)
+Added: of Amendment (4)
+Added: Amended and Restated Bylaws (4)
Indenture, dated March 28, 2018, by and between the Registrant and U.S.
Bank National Association, as trustee (5)
−Removed: Second Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.
−Removed: Bank National Association, as trustee (6)
−Removed: Form of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)
−Removed: Description of Securities (7)
−Removed: Certification of Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*
−Removed: Certification of Chief Financial Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*
+Added: Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.
+Added: Bank National
+Added: Association, as trustee (6)
+Added: of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)
+Added: of Securities (7)
+Added: Notes Purchase Agreement, dated August 6, 2024, by and between the Registrant and the purchaser party thereto (8)
+Added: Amended and Restated Notes Purchase Agreement, dated December 12, 2025, by and between the Registrant and the purchaser party thereto (9)
+Added: Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended*
+Added: Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended*
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
+Added: Inline XBRL Instance Document.
+Added: Inline XBRL Taxonomy Extension Schema Document.
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document.
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
(1) Previously
22 unchanged sentences
filed on March 11, 2022, and incorporated by reference herein.
+Added: (8) Previously
+Added: filed as Exhibit 10.19 in connection with the Registrant’s Quarterly Report on Form
+Added: 10-Q (File No.
+Added: 814-00852), filed on August 8, 2024, and incorporated by reference herein.
+Added: (9) Previously
+Added: filed as Exhibit 10.20 in connection with the Registrant’s Annual Report on Form 10-K
+Added: 814-00852) filed on March 11, 2026, and incorporated by reference herein.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
−Removed: SURO CAPITAL CORP.
−Removed: President and Chief Executive Officer
−Removed: Executive Officer)
−Removed: Allison Green
−Removed: Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary
−Removed: Financial and Accounting Officer)
−Removed: to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the
−Removed: registrant and in the capacities and on the dates indicated.
−Removed: November 5, 2025
+Added: CAPITAL CORP.
President and Chief Executive Officer
1 unchanged sentence
Allison Green
−Removed: Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary
+Added: Financial Officer, Treasurer, and Corporate Secretary
Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.