What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2022-11-09 compared with 2022-08-04 · 50 added, 29 removed, 14 unchanged (85% of the section changed)

Other Information

Not applicable.

The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

3.1 Articles of Amendment and Restatement (1)

3.2 Articles of Amendment (2)

3.3 Articles of Amendment (3)

3.4 Articles of Amendment (4)

3.5 Second Amended and Restated Bylaws (4)

4.1 Base Indenture, dated March 28, 2018, by and between the Registrant and U.S.

Bank National Association, as trustee (5)

4.2 Second Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

of Amendment and Restatement (1)

of Amendment (2)

of Amendment (3)

of Amendment (4)

Amended and Restated Bylaws (4)

Indenture, dated March 28, 2018, by and between the Registrant and U.S.

Bank National Association, as trustee (5)

4.3 Form of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

Bank National

Association, as trustee (6)

of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

Description of Securities (7)

Agreement, dated October 28, 2022, by and among the Registrant and U.S.

Bank Trust Company, National Association, as Custodian.

Custody Agreement, dated October 28, 2022, by and among the Registrant and U.S.

Bank National Association, as Document Custodian.

Certification of Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*

2 unchanged sentences

Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

__________________

(1) Previously filed in connection with Pre-Effective Amendment No.

2 to the Registrant’s Registration Statement on Form N-2 (File No.

333-171578), filed on March 30, 2011, and incorporated by reference herein.

(2) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within

the Inline XBRL document.

XBRL Taxonomy Extension Schema Document

XBRL Taxonomy Calculation Linkbase Document

XBRL Taxonomy Extension Definition Linkbase Document

XBRL Taxonomy Labels Linkbase Document

XBRL Taxonomy Presentation Linkbase Document

Page Interactive Data File (embedded within the Inline XBRL document)

filed in connection with Pre-Effective Amendment No.

2 to the Registrant’s Registration

Statement on Form N-2 (File No.

333-171578), filed on March 30, 2011, and incorporated by

reference herein.

(2) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on June 1, 2011, and incorporated by reference herein.

(3) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

(3) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on August 1, 2019, and incorporated by reference herein.

(4) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

(4) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on June 16, 2020, and incorporated by reference herein.

(5) Previously filed in connection with the Registrant's Registration Statement on Form N-2 (File No.

(5) Previously

filed in connection with the Registrant’s Registration Statement on Form N-2 (File

333-239681), filed on July 2, 2020, and incorporated by reference herein.

(6) Previously filed in connection with the Registrant's Current Report on Form 8-K (File No.

(6) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on December 17, 2021, and incorporated by reference herein.

* Filed herewith.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(7) Previously filed in connection with the Registrant’s Annual Report on Form 10-K (File No.

814-00852) filed on March 11, 2022,

and incorporated by reference herein.

(8) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

814-00852) filed

on November 1, 2022, and incorporated by reference herein.

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned, thereunto duly authorized.

SURO CAPITAL CORP.

August 4, 2022 By:

Chairman, President and Chief Executive Officer

(Principal Executive Officer)

August 4, 2022 By:

/s/ Allison Green

President and Chief Executive Officer

Executive Officer)

Allison Green

Chief Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary

(Principal Financial and Accounting Officer)

Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary

Financial and Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information